Archive for the 'Foreign Policy' Category

3rd

Our Three COAs

June 2015

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three-choices-blogIn his latest book, Superpower: Three Choices for America’s Role in the World, policy Übermensch Ian Bremmer outlines three future courses of action for our nation through the middle of this century.

As outlined in TheTelegraphUK, and discussed on last Sunday’s Midrats, these COA should sound somewhat familiar to you;

1) keeping faith with the old “Indispensable” America that underwrites global stability 2) adopting a “moneyball” approach where the US pursues its narrow economic and security interests, or 3) an “Independent” America where the US gives up trying to solve the world’s problems, but seeks instead to lead by example by investing in America’s security and prosperity at home.

Let’s look at these for a bit.

COA-1 represents what we think now was the post-WWII norm. In a fashion it was – and in many ways still “is” – but not in the global police context of the last 20 years. People forget that for most of the WWII era, we were in a global struggle against an expanding Communist empire – one whose high water mark was only 35 years ago. We could barely control our own frontier, much less ensure stability around the globe. From Africa to SE Asia to S. America – stability was not our FITREP bullet. “Indispensable” was the ideal – but in practice, not as clean and powerful as it sounds. America was never all that comfortable in its global policeman uniform others tried to put on her at the best of times. In the second decade of the 21st Century – there simply is no political will nor popular desire for such a role.

COA-2 has a very realist-retro vibe to it – almost a Steam Punk foreign policy. Mercantilist and a bit cold of heart, it also echoes of a policy not foreign in our nation’s history – and one that the Chinese are looking to benchmark as they rebuild their global trade routes and stretch their influence limbs. In some ways, it is the slightly more narcissistic version of the final COA.

COA-3. Let’s look at this again,

an “Independent” America where the US gives up trying to solve the world’s problems, but seeks instead to lead by example by investing in America’s security and prosperity at home.

Could there be a more natural American policy?

Observe good faith and justice towards all nations; cultivate peace and harmony with all.

The great rule of conduct for us in regard to foreign nations is in extending our commercial relations, to have with them as little political connection as possible. So far as we have already formed engagements, let them be fulfilled with perfect good faith. Here let us stop.

It is our true policy to steer clear of permanent alliances with any portion of the foreign world; …

Harmony, liberal intercourse with all nations, are recommended by policy, humanity, and interest. But even our commercial policy should hold an equal and impartial hand; neither seeking nor granting exclusive favors or preferences; consulting the natural course of things; diffusing and diversifying by gentle means the streams of commerce, but forcing nothing; …

—- George Washington, American Daily Advertiser September 19, 1796

If that works for George Washington, who wrong could it be?

Though he leaves it up to the reader to decide, Ian Bremmer also goes with COA-3.

If that is the path we go – either led by a politician or by the drift towards the center mass of the electorate – where I think it is – how does that effect the national security structures of our nation? If we become interested in security at home and the economic prosperity of the citizenry – how do you hedge against the chaos of a violent world? How much can you disconnect? What is our minimum level of national defense spending? Where is it best utilized?

Of the three COA – which ones have our allies chosen? Which have our potential challengers chosen?

Are those we consider allies really allies – or just those who are content to prosper in their home under a shield we built and paid for? Are those we consider challengers really our challengers in that they present a real and present threat to national survival?

Is COA-3 really something new, or just a regression to the mean?



a96b_medieval_steel_gauntlets (1)Robert D. Kaplan over at FP is looking at the world from the Atlas to Hindu Kush and harkens back to something that no one is looking for, wants, or realistically thinks can be done;

A new American president in 2017 may seek to reinstate Western imperial influence — calling it by another name, of course.

The challenge now is less to establish democracy than to reestablish order. For without order, there is no freedom for anyone.

The article is now called, The Ruins of Empire in the Middle East – but you can still see in the web address its original title, “It’s Time to Bring Imperialism Back to the Middle East.”

Yes, the title was bad – but I am curious as to the thought process behind choosing it – … and just as bad as the idea.

I’m also not sure how a review of the present major candidates for 2016 shows anyone who wants to try to force peace on a peaceless people. There is only one effective way to do that, but piles of skulls and salted fields are not in alignment with our laws, national character, or relatively sanity.

To start out, let’s review the very accurate summary of events that Kaplan outlines in this besotted part of the world that for thousands of years has been at peace only under one system – the mailed fist;

… the region historically has been determined by trade routes rather than fixed borders. … Middle Eastern chaos demonstrates that the region has still not found a solution to the collapse of the Ottoman Empire after World War I. For hundreds of years, Sunnis and Shiites, Arabs and Jews, Muslims and Christians, in Greater Syria and Mesopotamia had few territorial disputes. All fell under the rule of an imperial sovereign in Istanbul, who protected them from each other.

… the Islamic State has brought to an end the borders erected by European imperialism, British and French, in the Levant. … the United States, remember, since the end of World War II, has been a world empire in all but name.

To that point; in two elections the American people voiced their desire to back away from that role – to give the world a chance to police itself – to “lead from behind.”

Well, we have seen the results – desired or not – of that policy.

The fall of Saddam Hussein in Iraq, Muammar al-Qaddafi in Libya, and the reduction of Bashar al-Assad’s regime in Syria to that of an embattled statelet has ended the era of post-colonial strongmen. … the so-called Arab Spring has not been about the birth of freedom but about the collapse of central authority,

Old school realists, and the growing cadre of neo-realists warned of this outcome, but strategically we tried another way. The fuzzy faculty room theories desiring a word of self-affirmation, ran up against the grizzled hard realities of a world governed by the aggressive use of force, religion, and the attraction of and to power.

(some nations are) geographical expressions and … with much weaker identities — and, in fact, many have identities that were invented by European imperialists. Libya, Syria, and Iraq fall most prominently into this category. Because identity in these cases was fragile, the most suffocating forms of authoritarianism were required to merely hold these states together.

Algeria, also an artificial state, essentially invented by the French … Jordan, too, is a vague geographical expression, but has enjoyed moderate governance through the genius of its ruling Hashemites and the overwhelming economic and security support this small country has received from the United States and Israel. Yemen may also be an age-old cluster of civilization, but one always divided among many different kingdoms due to its rugged topography, thus ruling the territory as one unit has always been nearly impossible.

Totalitarianism was the only answer to the end of Western imperialism in these artificial states, and totalitarianism’s collapse is now the root cause of Middle East chaos.

The Ottomans disintegrated, the French and British were exhausted, and the Americans seem to be trying to shrug off the burdens history gave it.

Kaplan is not alone in this train of thought, looking for some solution to a rapidly deteriorating region, and when you look at what has become of the Muslim world in the last half-decade plus, it is easy to despair at what has oozed out of the tube – but what has happened has happened.

You cannot have imperialism without imperialists, and in a world bereft of those seeking that title in a benign manner – what can the West do that is in line with both its national security interests and its modern sensibilities?

Most interested parties would agree that if nothing else, the events of the last few years should largely put an end to two neo-imperialist concepts; Responsibility to Protect (R2P) on the left, and the Wolfowitz Doctrine on the right.

How do we, the West in general and the USA in particular, respond? What are our options besides neo-imperialism? Let’s set out a few planning assumptions.

1. There will be no more nation building or coercive democracy injected in places that do not create it organically or desire it. It doesn’t work, and there is no popular call or political will to try it again.
2. Libya was the low high-water mark of R2P internationally. Today’s Mediterranean drowning pool is Ref. A. on the international community’s preferred answer to R2P.
3. Economics and demographics will drive the virulence of secular pressure to export strife outside existing or natural borders of nation states. As these borders deteriorate and if pressures build, so will your ability to contain undesired effects on the cheap.
4. Forward deployed, global reach, long dwell, deep strike. If you are not training, manning, and equipping your military forces bounded by these essential concepts, you are doing it wrong. If you are not prepared for scalable, quick infiltration and exfiltration of boots on the ground, you are doing it wrong. Hedge big heavy; light and mobile gets priority.
5. China will continue to build, reinforce, and prepare to defend critical nodes on her new land and sea “Silk Road.” She is and will continue to be a growing, global, mercantile power – one without Western sensibilities.
6. There is only one significant power that is showing actual expansionist imperial desire; Russia. Watch her closely in the former Soviet republics to see where she either takes physical land as in Ukraine, or expands her constellation of sad little satrapy such as Belarus.
7. No matter how hard we shrug, we are and will remain for this century the indispensable nation. We are the imperial republic, in a waning phase of desire for now – but with no other suitable global replacement, we will still be look at to help keep the chaos at bay.

What could we do now, even with the political, economic, and diplomatic restraints and constraints – to at least partially answer Kaplan’s call?

The first step, not shocking for a maritime nation, should start at sea. Use the template of NATO’s standing naval forces. We should help build standing naval forces in the Indian Ocean. The core is already there off the Horn of Africa – why not work to make something a bit more established from CTF-150, 151, the EU’s ALALANTA and the other patchwork nations who are there?

Why not have one fom WESTPAC? USA, Canada, Japan, South Korea, Australia looks like a good core. Singapore, New Zealand, Vietnam, and The Philippines would play now and then. Feeling cheeky – invite Taiwan for a time or two.

There is low risk and high reward for this minimal step – keep the open seas … open. Give space and capability to inject power and influence when needed, without finding yourself staked to the ground – and provide flexible options for future leaders who may face different global realities that have yet to appear to the present eyes.

If the goal is to try to bring order, in the 21st Century, the Western democracies do not have the desire to play the game of empire wholesale. It isn’t profitable, it isn’t appreciated, and to be blunt – it is probably a fool’s errand.

Contain, influence, and help those who help themselves? Sure. Soak the sands of the Middle East with blood from Ohio, Essex, New South Wales, Burgundy, Maastricht, and El Salvador for failed theories of the past? To tilt at the windmill one more time?

No, no time soon.



American-Flag-Memorial-Day

The American flags whip in the wind as the sun creeps over the grassy horizon. The charcoal sits in reused plastic grocery bags at the end of the driveway. The grass beneath them is soft with early-morning dew.

In parallel, across the country this morning, American flags fly, too. Flowers placed on hallowed graves flutter slightly in the breeze. Mementos of the lives of brave American servicemen and women who paid the ultimate price are still in place on headstones, surrounding the heroes, keeping them company.

Yesterday, as it does by law every year, enacted in the last century, on the last Monday in May, America celebrated Memorial Day. This recognition stems from the Civil War, when compassionate groups of citizens would decorate the graves of soldiers who had died fighting for their cause. It has grown into an annual recognition of all our honored war dead, and a federal holiday that gives many a reprieve from the workweek.

Many use the day for celebration of the freedoms we enjoy, especially as the holiday coincides with long-awaited warm weather in much of America’s broad latitude. They use it as a day to reflect on family and friends, to fill their lives with familiarity and warmth.

Few of us can comprehend, though, the silent heartbreak of those whose loved ones have felt the pain of ultimate sacrifice. Their experience on Memorial Day is markedly different, but it is right and genuine and pure. To love a warrior is the sweetest tragedy; to live their memory the highest privilege.

Yet the great, silent measure of a nation is its remembrance of its heroes on all the other days of the year; not as a boastful measure of bellicose pride, but as an eternal example of highest achievement. Selfless service has long been idealized in words and opinion polls, now manifest in Facebook posts and Instagram memes, but we must do the hard work of living that notion and encouraging our children to live it through our own actions.

To honor and to serve; both are active verbs.



Photo taken by author

Blue isles along the coast of Lagos, Nigeria

On a muggy and overcast day this past March, I set out to the Gulf of Guinea with members from the U.S. State Department in Lagos, Nigeria. It was just past sunset. Our pilot, an athletically built Nigerian with dark skin and a shaved head, greeted us on the pier and welcomed the delegation aboard his Boston Whaler. All of us were overdressed in suits and sweat was noticeably percolating through our shirts.

That time of day is particularly charming in Lagos. The water and the sky interweave in a deep cerulean palette, transforming the landscape into a wondrous countryside.

The smell of stagnant petrol consumed us as we sailed past bulk freighters and crude carriers loading cargo. Containers slammed onto chassis on the adjacent piers and oil sheens along with garbage and debris saturated the waterway. Throughout the channel, campaign billboards promoting President Goodluck Jonathan’s reelection were omnipresent

VOTE JONTHAN FOR EQUITY, INTEGRITY AND GOOD GOVERNANCE.

I ASSURE YOU OF FRESH AIR IN NIGERIA – VOTE FOR ME.

And the most dubious promotion of all: #BRINGBACKGOODLUCK2015, which was a campaign slogan based off #BRINGBACKOURGIRLS. This one did not resonate well in northeast Nigeria.

Off our port bow, donned in orange life jackets, were locals taxiing home together in motorized canoes. They stared at us uneasily as our boat sprinted past their starboard beam. A few yelled in detest when a member in our delegation snapped off a photo with his iPhone.

On the other side of the river, directly across from the commercial shipping terminals were residents of Lagos’ notorious floating slums. Many of the lagoon’s inhabitants are immigrants, who earn less than $2 a day and use the river to dump trash, excrement, and everything else they cannot keep on their makeshift homes. Our guide told us that the people along the sprawling bamboo community subsist largely as fishermen and workers in the nearby sawmills, cutting up timber that floats regularly into the city. They, too, looked perplexed when a boat full of whites drove by at 30 knots.

Image by © GEORGE ESIRI/Reuters/Corbis

Floating slums in Lagos

It took fifteen minutes to reach Takawa Bay at the southern entrance of Lagos harbor. We gazed southeast and saw scores of anchored ships dotted along the horizon like a cityscape at dusk. Our boat idled for a few moments, swaying to and fro in the trough of the seas and all of us were silent. A sea breeze kicked up and the cool air felt good. It was as if at that moment we could sense all of Nigeria’s potential in the idle ships a few miles distant, waiting offshore to deliver cargo and with it, a better future for the people ashore.

Our pilot turned sharply to starboard, sped up and headed back toward Lagos. My shock in Nigeria was total.

Over the past two decades, Lagos and several other ports along the Gulf of Guinea have evolved into a major hub for global energy supplies for North America, Europe, and Asia. With several natural harbors throughout the region – from Cape Verde to Angola – and a coastal terrain rich in hydrocarbons, the countries along this fertile coastline have flourished.

This uninterrupted growth had not come about by accident. Many West-African governments have enhanced their infrastructure, liberalized trade policies, and reduced barriers to emerging transcontinental businesses. As a result the Gulf of Guinea increasingly relies on the seas for their economic prosperity. After all, it’s their only lifeline to remain competitive in the global marketplace.

This transit hub and facilitator to the world, however, is threatened. Despite West Africa’s continuing economic boom, three years ago the Gulf of Guinea surpassed East Africa and became the region with the highest number of piracy attacks in the world. Nigeria is said to be losing a staggering $2 billion to maritime insecurity each year. Maritime experts agree that the nation loses $800 million yearly to unchecked poachers who come to take away fish from Nigeria’s Economic Exclusive Zone (EEZ), in addition to about $16 million to oil theft and $9 million to general piracy.

Given the limited number of ships providing security off the West African coast, narcotics traffickers are using West African ports to smuggle and then distribute drugs in Europe. Oil theft and illegal bunkering also continue to rise uncontrollably. According to the Africa Center for Strategic Studies, Nigeria loses between 40,000 and 100,000 barrels a day due to theft.

These attacks also tend to be violent. Unlike Somalia, where pirates attack ships transiting through the region, West African pirates typically prey on ships berthed or anchored waiting to berth. These attacks typically occur within twelve nautical miles. The International Maritime Bureau (IMB) and the Oceans Beyond Piracy Group have shown that more seafarers were killed in the first nine months of 2014 than the whole of 2013, when over 1,200 were affected.

This is a conservative estimate. IMB reported last year that about two-thirds of all West-African piracy attacks go unreported.

Piracy in West Africa are different from those associated with East Africa in a variety of ways. First, unlike Somali pirates who attach ships in transit, pirates operating in and around the Gulf of Guinea prey on ships berthed or anchored within territorial waters. As noted by the Oceans Beyond Piracy Group, this changes the character of operations tremendously. Pirates have access to infrastructure and robust intelligence ashore, which provide them with the content and structure of ships operating in the area. It is thought they have access to information shared with the maritime sectors in the region.

Ghana Navy Moves to Counter Piracy and Drugs Smuggling in Gulf of Guinea

Ghana Navy Moves to Counter Piracy and Drugs Smuggling in Gulf of Guinea

Robbery, kidnap and ransom, and oil theft are the three main piracy models being monitored in West Africa. Pirates hijack vessels and often force ship captains to navigate the vessel to an unknown location where the cargo is lightered to another vessel or a storage facility shore side. Eventually, the oil finds its way to the black market or in some cases, back into the mainstream supply to be sold domestically or in the global marketplace.

If threats of piracy are left unchecked, the economies of West Africa will suffer. The waters off Nigeria, Togo and Benin are deemed a “war risk area,” thereby pushing up insurance costs and deterring maritime traders from even entering ports.

Most scholars and military planners would agree the root of the problem in Nigeria stems from state corruption, lackluster job creation, and a hollow security force. With only a couple dozen ships and a poorly trained military facing Boko Haram on their eastern flank, it seems unlikely that Nigeria and the surrounding nations will be able to control this problem alone. Regional actors are taking promising steps, but their coordination efforts are not developed enough to thwart terrorist networks.

Nigeria received two 1700 ton P-18N offshore-patrol vessels in 2014, which are based on the Chinese Type 056 corvette. Built in China and fitted out in a Nigerian shipyard, the 312-foot warships complement the Okpabana and the Thunder, former US Guard WHEC class cutters transferred in 2014 and 2011, respectively.

The revised Cooperative Strategy in the 21st Century (CS-21R) aptly points out that the sea services must continue working alongside partner security forces to combat terrorism, illicit trafficking, and illegal exploitation of natural resources through initiatives such as the African Maritime Law Enforcement Partnership and the Africa Partnership Station. We should not delay in executing this blueprint – the moment is ripe for changes to West African maritime security. On May 29th, Muhammadu Buhari will succeed Goodluck Jonathan as the President of Nigeria. The election of Buhari has created a potential breakthrough for American diplomacy and with it, a chance for us to work hand-in-hand with the largest nation and economy on the continent. Through public-private partnerships, along with interagency work by USAID, America has the opportunity to establish a better long-term relationship with Nigeria’s incoming executive government.

Amphibious Ready Groups (ARGs) or destroyers are not needed to assist our partners in Africa. Afloat Forward Staging Bases, coupled with Joint-High Speed Vessels, Patrol Craft and Littoral Combat Ships can fulfill this mission with ease and bring the necessary equipment to the inshore zones that need the most attention. Utilizing UAVs like ScanEagle and Firescout will help discover patterns of piracy and provide security for oil platforms and anchored vessels throughout the region.

Navy SEALs and Special warfare combatant-craft crewmen (SWCC) should liaise with the Special Boat Service (SBS), a special operations unit of the Nigerian Navy. Their mission is focused on littoral and riverine operations, including reconnaissance and surveillance; covert beach reconnaissance in advance of an amphibious assault; recovery or protection of ships and oil installations subject to hostile state or non-state action; maritime counter-terrorism; and offensive action. In order to strengthen partnerships and protect international interests in the region, this must be done year-round.

If we don’t step in, then expect China to dominate the region with short-term investments that will fail to lift African nations out of poverty and conflict. The imbalance in trade is staggering. According to John Burnett of U.S. News and World Report, China made $75 billion in investments from 2000 to 2011 compared to our $14 billion. Given the number of natural resources throughout the region, it would be foolish for American business to sit out as the needs of economies throughout West Africa grow. But security is paramount for potential investment from the West.

Ensuring secure littoral sea lines of communication within Nigeria’s territorial seas require trust and over time we can help alter West Africa’s perception of the West. Like Americans, Nigerians are proud and stubborn. They want to solve problems on their own. Unfortunately, more than anything, West Africa needs a naval presence to help shore up their ongoing problems with piracy. Our Navy can and should do more, especially with an incoming president bent on ending corruption and improving Nigeria’s security.

This will be a war of attrition, but it’s a fight worth undertaking. After all, success in Nigeria means potential success for Africa, which translates to economic benefits throughout the continent.



PrintTake a moment and look at this map, what do you see?

At first glance, what you see is an invasion. That is exactly what it is.

Throughout human history, masses of people have been pushed out of one area, or attracted in to another. Trying to escape a more determined foe, a homeland that can no longer support its population, or simply attracted by a weaker neighbor that inhabits more desirable territory – people move.

Small scale migrations are always happening – what moves history are large scale migrations.
There are three things that need to exist in order to trigger large scale migrations; (a) a drive to leave a present home; (b) a more attractive location to move to; (c) a manageable barrier of entry that is less of a concern than the forces producing the drive in (a).

If (a+b)>c, then you have then entering arguments set to trigger a migration. The greater the magnitude of a & b, the stronger flux of the migration.

That is the reason that North-Central Asian Finns, Estonians, and Hungarians now reside in Central Europe. Why the Goths from Southern Scandinavia wound up taking a long route to North Africa. Why the people of Madagascar are ethnically closer to the people of Indonesia than right across the channel to mainland Africa. That is why you have Englishmen in the North Pacific, Germans in the South Atlantic, and every soccer team in Asia has someone related to Genghis Khan.

With the exception of the Goths, the Mongols, and the more recent events in the Western Hemisphere, all the major migrations through we know of occurred in pre-history. We can guess how these went, but let’s stick to those we know.

There are three different migration themes on how migrations start.

On two extremes are:
-The Dove: the peaceful migration of the initial waves of the Polynesian through Pacific – peaceful because in their islands from New Zealand to Easter Hawaii, there were no other humans (though the second wave to Hawaii by Polynesians was far from peaceful). This is the most rare.
– The Wolf: Red in tooth and claw Mongol invasions of, well everyone. The Iberian colonization of South America. Australian colonization. Magyar invasions of Europe. This is more common, but not the majority.

In the middle, and the one that is the most common in the way it starts, is;
-The Other: economic, ecological, or political migrants; North American colonization from Europe. New Zealand colonization from Britain. Gothic/Germanic population of the Western Roman Empire.

Those are the major examples of the most disruptive of The Other. There is a subset of The Other that is minor, bur as a result are not very disruptive and mostly positive and integrative to the host nation; the Jewish diaspera; French Protestant migrations following their expulsion from France; 19th & 20th Century Italian immigration to the USA.

The Other is the most common and the most successful. It usually starts with small populations of migrants who get a foothold and then grow as the host population, for a variety of demographic, economic, cultural, or political reasons, grows weaker. More migrants come attracted to the land, or given more reason to escape from their homeland – or more often a combination of the two.

In time, one of two things happen, once a critical mass is reached, either the host and migrant cultures blend together and almost without notice become one. The previously mentioned Italian, French and Jewish examples are like this. You could also add in the 19th Century German migrations to the USA – one of the more under told stories locally.

If the two cultures for religious, cultural, or more often political reasons cannot become one – then there is conflict, usurpation, and a new host culture take control. The Germanic populations in the Western Roman Empire, the Reconquista of the Iberian peninsula, and parts of the former Yugoslavia are variations of this.

That is also why Spanish was and now English is the language of Comancheria.

There is your broad, sliding scale; from Dove, to The Other, to Wolf. Just because something starts as one, does not mean it stays there.

The N. American pattern went from Other to Wolf inside a generation. New Zealand at one point or another saw all three. The normal result of mass migration is conflict – the exception is peaceful integration.

One would think that the historical example would lead to host nations to promote integration-centric policies. Sadly, that is largely not the case.

The largest barrier to this era’s migration success is a cultural malfunction where assimilation – a process that blends people together – is not the predominate mindset in the host nation, and as a result, encourages the sectarian tendencies of large groups of The Other. It is apartness, multiculturalism, and the – to use a very accurate description of the problem – Balkanization of land and people that will warp the trends toward conflict.

This is why nations are, in different ways, pushing back against this rising tide of migration. They know where this ends. The era of plenty of open land and expanding economic resources is long gone. More people after finite resources; this social science historical dynamic is well known.

The push back is relatively weak but growing stronger in Europe – but strong and getting stronger in Asia and other parts of the world.

Now that the table is set – look again at the map at the opening of this post. As most of the news reports reflect – there is a maritime crisis in the Mediterranean. This is only going to grow, and not just in the Mediterranean.

Australia has known for a long time and now the rest of Southeast Asia are seeing the problem in Asia is also largely a maritime one.

Clashes in 2012 between the state’s Buddhist community and Rohingya Muslims, a long-oppressed linguistic and ethnic minority in this majority Buddhist country, left hundreds dead and more than 140,000 people homeless.

The United Nations estimates more than 100,000 Rohingya have fled Myanmar by sea since ethnic and sectarian violence erupted.

“I feel so sorry for them,” Kraiwut said. “It’s so different to when you see these refugees on land, and the conditions are so terrible.”

Late last week, residents on Koh Lipe Island in southern Thailand could be seen collecting food, water and clothes to take to the migrants on board the boats, but since then the military has told them not to take supplies out to the boats, or to talk to journalists about the situation.

A top Malaysian official has said the surge of migrants from Myanmar and Bangladesh seeking asylum in his country and neighboring Indonesia in recent days is unwelcome — and despite a U.N. appeal, his government will turn back any illegal arrivals.

“We cannot welcome them here,” Malaysian Deputy Home Minister Wan Junaidi Jaafar told CNN by phone last week.

“If we continue to welcome them, then hundreds of thousands will come from Myanmar and Bangladesh.”

Last night, Malaysia and Indonesia, predominately Muslim nations, have agreed to temporarily take in these desperate people, but for nations already struggling with their own ethnic conflict, and knowing the dangers of opening the door, it is unlikely to be a permanent solution.

When you look at the dual force of demographics and poor economics in the nations the migrants are coming from – and combine that with a growing “no thanks, we’re full” mindset in already overcrowded developed and developing nations – are the world’s maritime powers ready to respond to the masses at sea?

When pulses of desperate migrants surge forth as conflict occurs in these tottering and dusty edges of modernity – what will be the response as the walls grow and thicken while the oceanic commons fill with the boats and bodies of migrants?

The politicians will eventually decide on a path. Any path will require the tools of national will – military, paramilitary, legal, and police power – to respond and act. That requires training, equipment, and procedures – all done in a multinational environment.

We might as well start increasing this part of our toolbox; the requirement is only going to grow. The mission you may not want, but may get anyway.
– Will we just block, send back and watch as more ships founder and drift?
– Will we intercept, tow, and divert?
– If the pressure-valve of migration is stopped, then the stress for resources and justice in the source nations can only lead in one direction – conflict. Will we be in the consequence management business even more – or like the international fleet off Smyrna (now Izmir), just hang out and watch the bloodbath?

A final note: why not mention the issue of immigration to the USA? Different problem in both geography, culture and scale. Much easier for a diluted majority Anglo-Saxon-Germanic culture to absorb migrants from mostly Catholic Iberianesque cultures than what the rest of the world if facing. As I grew up in just that environment – I don’t see the issue. We’re fine. Also, more of a land and as a result police issue. I’ll let the Army and law enforcement side of the house address that if they wish.

I have also lived at the edges of the unassimilated masses of N. Africans, Turks, and S. Asians that are swelling in Europe – I see the huge challenge those nations will have to learn to deal with one way or the other. The trend lines speak for themselves.



Last year on National Public Radio’s “Marketplace,” host Kai Ryssdal closed many of his interviews in the Corner Office segment by asking those captains of industry to describe what their firms do in 5 words or fewer. Intel CEO Brian Krzanich came close: “We make everything connected and smart.” Most didn’t come that close.

The CNO and his maritime counterparts at the rollout of the new maritime strategy

The CNO and his maritime counterparts at the rollout of the new maritime strategy

A couple of months ago, DoD and DHS teamed up to unveil “A Cooperative Strategy for 21st Century Seapower.” Admiral Greenert, General Dunford, and Admiral Zukunft got together at the Center for Strategic and International Studies with Admiral (ret) Stavridis to discuss the new strategy, and give those in attendance a chance to ask a few questions. They didn’t make it in 5 words.

The challenge for the Chief of Naval Operations: In 5 or fewer words, what does the Navy do?

To be fair, bedrock guidance for the at-sea service of a global power will probably have to flesh things out a bit, and the Cooperative Strategy certainly does: What does the Navy do? How do we aim to do it? How do we sustain those efforts into the future? Check, check and check, but at 48 pages it isn’t exactly accessible. To those of us who live, eat, and breathe Navy, it is clear and understandable. How does it resonate with the millions of Americans who do not spend their days poring over budget exhibits and JCIDS documents, but still pay taxes, vote and watch CNN?

The 5 word definition by itself is not important. The conversation is. The Navy doesn’t need this description to replace the “global force for good,” and 5 words is probably impossible. To paraphrase Ike: plans are worthless; planning is everything. It is important to our young talent pool who may choose to honor us with their service. Junior officers and NCOs will want to know why to stay. Taxpayers will want to know what they’re buying. So why 5 words? The Navy needs to hone its messages, and needs a barrier to drive creativity. Set the bar high, and force discussion, argument and compromise. In 5 words, no one will get everything they want, but everyone will have to make a strong case for it. So where does this exercise drive us?

The Navy needs champions, vocal leaders in the service, in Congress, and elsewhere to communicate a compelling vision of the value the United States Navy provides for the country and the world. Alfred Thayer Mahan’s compelling argument of the importance of Seapower left a lasting imprint on U.S. policy. He didn’t see the future in terms of hardware and tactics, but he didn’t have to. Presidents, Congressmen, and the people took note, and the United States funded and built a Navy capable of playing in a balance-of-power world. Champions of the Navy must articulate clear objectives and cogent arguments. While the QDR and 21st Century Strategy provide top-level guidance, they seem to indicate that we should be doing everything. If everything is a priority, then nothing is a priority, and we’re left with POM competition to determine our path. “Five words” discussions will force us to be brutally honest about what we want to achieve, what we can afford, and what the limits of American Seapower may be.

Another important group the Navy needs to inspire is young people, the workforce of the future. While pop-cultural generalization indicates Millennials seek out inspiration in their careers, the truth is everyone, of all generations, wants to be inspired. Everyone wants to believe that their contributions are meaningful. Access and aptitude for using technology and navigating the ever-growing web of information apparently makes Millennials more difficult to lead than the coffee house slackers and the “Me Generation” that came before them. This changes neither the Navy’s requirement to recruit and train a fighting force, nor the fierce competition with other services for talent. As economic recovery continues, recruiting and retention challenges will only continue to mount. Focus counts to anyone who considers joining the Navy.

While the economy may have taken a step forward from 2009, pressure on the national budget remains. Even though years have passed since 9/11, virtually no one will say that defense spending is not important, but increased funding for defense spending is not in the offing. Many tax payers will wonder if it is as important as it once was, and as critical as other agencies’ concerns today. The focus and debate stimulated by the 5-word question will help hammer out how best to spend limited resources. How do we put a price on readiness? How can we calculate the cost of a sufficient deterrent? We must prove to the country that we are making the most of our resources.

How would the CNO respond, in 5 words or fewer: What does the Navy do? (At best, they need to do it in 140 or fewer characters.) The answers may determine how the Navy is viewed, funded and used as a component of U.S. foreign policy, and the U.S. role in global affairs. Let’s start with the corner office challenge. How about “Deterrent and coercive force of American Foreign Policy in the Global Commons?” Twelve words. Missed out on humanitarian operations, and “coercive” seems a bit impolite. “Sea control in maritime domains?” Five words, but should the United States aspire to truly control the seas? Credit Mr. Ryssdal (a former naval aviator himself), this is a tough question.

 



“Never let a serious crisis go to waste.

And what I mean by that is it’s an opportunity to do things you think you could not do before.”

Rahm Emanuel

We are living in a time of crisis. From the ongoing conflict in Iraq to the lingering threat of a Greek bond default, the American-led global order is confronted daily with multiple threats to its stability. These threats are occurring at a time when the resources required to manage these challenges are stretched increasingly thin. The US methodology for dealing with geopolitical crises remains largely unchanged since the end of World War II – scramble the diplomats, rally our allies, convene the UN Security Council, and reposition the aircraft carriers. Rarely have policymakers actually resolved the crisis. Rather, they work to restore the status quo ante crisis, or at least avoid the worst possible outcome.

There is, however, an equally valid alternative approach to managing the periodic occurrence of systemically destabilizing events, an approach that has been utilized successfully by other countries, if not by the United States. In the above statement Mr. Emmanuel was, consciously or not, paraphrasing a piece of popular Chinese wisdom; when written in Chinese, the word ‘crisis’ is composed of two characters. One represents danger and the other represents opportunity.

The Chinese have had ample opportunities to operationally deploy the “crisis-as-an-opportunity” philosophy since their reintegration into the global system in the early 1980s. Several crises have threatened China’s unique system of one-party rule; notably the 1989 Tiananmen Square demonstrations and the 1997 Asian financial crisis. In both cases, the Chinese Communist Party was able to adjust, if not necessarily reform, the institutional responses of its parent state. In order to ward off the threats to stability, it leveraged the conditions created by the crisis to the advantage of the ruling Communist Party.

Associated Press Ships of China Marine Surveillance and Japan Coast Guard steam side by side near disputed islands, called Senkaku in Japan and Diaoyu in China, in the East China Sea on Oct. 25.

Associated Press: Ships of China Marine Surveillance and Japan Coast Guard steam side by side near disputed islands, called Senkaku in Japan and Diaoyu in China, in the East China Sea on Oct. 25, 2012.

But nowhere has this quintessentially Chinese view been on display more than in the reconstitution of the Chinese Coast Guard during the Senkaku Islands dispute. The Chinese were skillfully able to leverage the dispute to improve inter-service coordination, refine their operating doctrines, and energize the bureaucracy of the Chinese maritime services to make critical reforms. This piece will not examine the broader geopolitical context of the current dispute, nor will it attempt to guess when or how the dispute, which began to flare up in September 2012, will end. Rather, the focus will be solely on how China’s maritime services have not only benefited from constant, low-level military operations other than war from a training and funding perspective, but also how the coast guard agencies fundamentally restructured themselves and become a more potent paramilitary force.

Eliminating Duplication of Effort

Prior to July 2013, the Chinese ‘coast guard’ was an amalgamation of six different agencies, subordinate to five different ministries, all ultimately operating under the aegis of the State Council, the all-powerful Chinese Interior Ministry headed by the nation’s Premier. These agencies were guided by notionally separate but often overlapping law enforcement functions. For example, China’s Fisheries Law Enforcement Command (FLEC) was established in May 2000 by the Agricultural Ministry to enforce China’s fishing laws, to coordinate fishery disputes with foreign nations, and to cope with major fishery contingencies both in rivers and lakes inside China as well as in China’s exclusive economic zone (EEZ). How did the FLEC’s mission differ from that of the China Maritime Surveillance (CMS) agency? The CMS was responsible for “patrol and surveillance work in sea areas and coastal areas under China’s jurisdiction” as well as preventing illegal acts such as violations of China’s marine rights and the damaging of the sea environment and maritime resources. As the Senkakus crisis (a territorial dispute with a fishing dimension) unfolded in 2012, both the FLEC and CMS deployed their respective flotillas to uphold their missions.

These were not small duplications of effort. Both of these agencies were capable of deploying huge materiel and personnel resources – estimates of the vessels in their inventories range into the several hundreds. Each agency had tens of thousands of personnel. These redundancies were further mirrored in the operation of the four other maritime law enforcement agencies –the Maritime Safety Administration, Rescue and Salvage Bureau, the Chinese Coast Guard (more on this agency later) and the Anti-Smuggling Bureau. Clearly, a lack of resources to manage disputes was not China’s problem.

Even before the acute phase of the Senkakus crisis began in late 2012, Chinese maritime experts noted that mission duplication and bureaucratic infighting were eroding operational effectiveness. In a piece written for the Guangdong Province Party news organ in May 2012, reporters Fang Kecheng, Zeng Huiping and Zhai Man cited the longstanding need for “a leader” among China’s competing coast guard-like agencies. They went on to recommend a “ministry of the ocean” be created to coordinate China’s maritime law enforcement policies and responses to foreign infringement of its sovereignty along its littoral regions. Though the authors acknowledge that the lack of administrative leadership reaches back to at least the 1980s, today “weak maritime law-enforcement is responsible for the current situation: Islands and reefs are encroached upon; resources are ransacked; and national dignity is infringed upon (Kecheng et al).” The article goes on to cite the need for force that can go toe to toe with the “Japan Coast Guard” which is held up repeatedly as a model of superior administrative practices and material superiority.

As the Senkakus crisis dragged on into 2013 it became clear that among all the competing coast guard agencies that China Maritime Surveillance (CMS) was the organization best equipped to assert China’s sovereignty in the region. For starters, the CMS has boundary enforcement as one of its core missions. Given the degree to which all coast guard vessels had been required to coordinate closely with the People’s Liberation Army Navy (PLAN) since the start of the crisis, the ascendancy of the CMS is perhaps less than surprising. When formally established in the 1960s, the CMS was headed by the deputy commander of the PLAN South Sea Fleet and continued to be administered by the PLAN until its 1981 transfer to the State Council. This history of operating with traditional naval units likely helped the CMS distinguish itself from the also-rans during the bureaucratic turf battles that have undoubtedly raged quietly since the start of the crisis.

In July 2013, the CMS’s position as China’s premier paramilitary coast guard force became official and the organization was rechristened as the Chinese Coast Guard, superseding the organization which had previously held that name. The new Chinese Coast Guard, under the aegis of the State Oceanographic Administration (SOA), was given the lead role in drafting and upholding the law enforcement regulations and coordinating the efforts of all ‘coast guard’ forces. The Chinese state press began to immediately trumpet the importance of this consolidation and praise the efforts of the new Coast Guard units to “sternly declare the Chinese government’s stance on its sovereignty over the Diaoyu (Senkaku) Islands.”

During the acute phase of the Senkakus crisis, new Chinese maritime operating patterns were observed and commented on by Japanese and Chinese press. Though the crisis was largely a duel between coastal patrol forces, the Chinese and Japanese navies also played a critical role. Destroyers and frigates of the PLAN and Japanese Maritime Self Defense Force (JMSDF) conducted overwatch of the coast guard skirmishes. Typically, the PLAN and JMSDF operated out of visual range of the Senkakus themselves, at approximately 40-70 nautical miles from the islands, monitoring the tactical situation via long range sensors. Several times a month from 2012-13, Chinese Coast Guard ships entered into the territorial waters of the Japanese-administered islands waters. The Japanese Coast Guard then sortied and attempted to intercept the Chinese vessels.

These incursions occurred at the time and location of China’s choosing, forcing the Japanese to assume a permanently defensive posture. During these incursions, the PLAN and JMSDF ships also drew closer to the Senkakus, ‘backing up’ their smaller compatriots – the nautical equivalent of relying on your bigger cousin to back you up in a bar fight. These tactics required both Coast Guards to coordinate closely with their respective navies. Both nations’ Coast Guard and Navy ships had to share tactical information and intelligence on enemy units and force distribution. This allowed China’s Coast Guard and its Navy to develop and modify joint tactics and doctrine in a simulated combat environment without risking sinking – vital training for a force seeking to increase its professionalism and effectiveness.

China was able to use the Senkakus crisis as an impetus for much needed administrative reforms while simultaneously improving joint operability between its coast guard force and the PLAN. The CMS ultimately overshadowed its competition and assumed the mantle of the Chinese Coast Guard. The leaders of the former CMS certainly have much to celebrate, but in the final analysis, it is the Chinese government that is the real winner. With a consolidated, streamlined and increasingly professional Coast Guard, the Chinese are more easily able to challenge Japanese sovereignty of the Senkakus. China likely transferred these lessons learned to other areas where it feels its maritime sovereignty is being threatened, including the South China Sea.

 



Today, understanding national security means understanding the ‘cyber’ dimension of warfare. For the last twenty years we have lived in a world where every day more people gain access to the global online commons and benefit financially, politically and educationally from that access. The concept of cyber warfare, taken to its logical extreme, will threaten the very nature of the global commons and force policy makers to improvise strategies to defend it.

The tools, tactics and strategies of cyber warfare are rapidly evolving in complex ways – a process that will be greatly accelerated in the event of conflict between two or more nation-states with mature cyber capabilities. While it is impossible to predict exactly how cyber warfare will shape the future battlespace, a sustained cyber conflict will likely pose an existential threat to the global, lightly regulated internet most liberal democracies know today. The Chinese model of the internet (a tightly regulated national network with few connections to the global system) will likely seem increasingly attractive to policymakers under intense political pressure to stop the constant barrage of foreign cyber-attacks. The global consequences of a shift to such a system would be devastating to the current paradigm of free-flowing information upon which much of the global economy is based.

War As Geopolitical Phase Change: Chaotic Systems and Phase Changes

Chaotic Phase Change

What will the global system look like after the next phase change?

Imagine a straight line composed of individual dots on a piece of graph paper. The line moves left to right. At a certain point along the line the dots begin to jump around and the line breaks up. Eventually the points are drawn together and reform a line. If you draw a box around the points between the two smooth segments of your line, the points inside that box will be scattered, without any rhyme or reason. In this example, the line is an orderly system, moving in a way that is understandable and predictable. The box that bounds the sporadic points is the outline of a chaotic system. The activity within the box seems strange and erratic.

The graph can be used as a model of human experience. Typically, events proceed in a way we can understand and plan for – a linear progression – but sometimes the nature of events becomes chaotic and we find ourselves unable to make sense of the world around us. War is the ‘phase change’ period of geopolitics, an inherently chaotic state during which unlikely or seemly insignificant events can play outsized roles in shaping the course of events. Once a person or a civilization is affected by war, the effects can be almost impossible to model. Who in early 2001 envisioned a major American deployment to Afghanistan by the end of the year? Importantly, the effect of war on technology can be also nonlinear and impossible to model.

Cyber at the Threshold of Phase Change

Highly specialized weapons of cyber warfare already exist in the form of STUXNET-class worms. Those weapons have already demonstrated an ability to inflict massive damage on targeted industrial systems. Clearly, cyber weapons will play a role in future conflicts, but it may be impossible to model the extent to which they will reshape the battlefield.

We are likely standing at the end of the first ‘linear’ period of the history of cyber warfare. Over the last two decades, crude denial of service attacks have evolved into more sophisticated distributed denial of service attacks. Vulnerabilities in operating systems have been used to exploit industrial control systems previously thought to be safe from manipulation due to the ‘air gap’ separating these control systems from the internet (in the case of STUXNET, the virus was introduced via a USB thumb drive). Cyber tactics are being developed, tested, combined, and retested on a daily basis.

If this already seems like a hopelessly complex problem to solve, I’ve got bad news for you. Kim Zetter, in her novel Countdown to Zero Day, states that, to date, the total volume of cyber-attacks conducted by nation states still only numbers in the hundreds, and those attacks largely have been conducted independent of conventional military actions. A notable exception, the ‘cyber salvo’ that Russia launched against Georgia immediately before Russia’s 2008 invasion, made headlines, but was only the beginning. Several hundred attacks sounds like a lot, but it’s still a small enough number that each attack can be studied and understood. Sustained conflict between any of the mature cyber powers (US, Israel, China, Russia, France, and Iran) will exponentially increase the number and complexity of attacks. Such a conflict will herald the beginning of the phase change.

At the Other End of the Chaotic Interval (The Example of Border Controls)

avy Petty officer 2nd Class Jessica Cummins performs her duties at the U.S. Fleet Cyber Command Maritime Operations Center at Fort Meade, Md., Oct. 3, 2012. Fleet Cyber Command serves as the Navy component command to U.S. Strategic Command and U.S. Cyber Command, and is the Navy's central operational authority for cyber, networks, cryptologic/signals intelligence, information operations, electronic warfare, and space capabilities. DOD courtesy photo

Navy Petty Officer 2nd Class Jessica Cummins performs her duties at the U.S. Fleet Cyber Command Maritime Operations Center at Fort Meade, Md., Oct. 3, 2012. Fleet Cyber Command serves as the Navy component command to U.S. Strategic Command and U.S. Cyber Command, and is the Navy’s central operational authority for cyber, networks, cryptologic/signals intelligence, information operations, electronic warfare, and space capabilities. DOD courtesy photo

Though it’s impossible to model the way that cyber warfare will evolve once the phase change begins, we can still speculate, as many security experts have, about how a sustained cyber campaign might affect our world. The doomsday scenarios trotted out repeatedly over the last decade have become depressingly familiar: the banks will crash, satellites will fall out of the sky, and the dams will be blown open, flooding everything. Each of these scenarios imagines a particular cyber tactic being violently directed against a defenseless target. These scenarios contain two problematic misconceptions. The first problem with all these scenarios is that they presume to know which tactic (targeting banks, satellites, and dams) will be adopted by cyber actors. It’s impossible to know for sure which tactic will be adopted because that decision will likely made during wartime and hence occur during the chaotic interval when nothing can be safely predicted. The second problem is that these scenarios fail to appreciate the ways in which systems under attack will evolve to defend themselves. Warfare is a struggle between forces. Even if targeted nations are slow to understand what’s occurring, they will eventually develop strategies to counter cyber threats.

To use an analogy from the early 1900s, before World War I it was possible for a French citizen to travel from France to China with little or no documentation. The pre-World War I era was one of globalization – the states of Europe had not yet developed the mechanisms of border control we now associate with the inter-war and Cold War periods (imagine the fortified checkpoints surrounded by concertina wire and frowning soldiers crouched in machine gun nests).

After World War I, the surviving states all implemented strict border controls. They did this despite the cost and the detrimental effects that checkpoints have on trade and commerce. The risk of uncontrolled borders was just too great. In many cases these control measures lasted until the early 1990s when the European Union made a concerted effort to remove those barriers and expand the freedom of movement of goods and people throughout Europe.

The Fate of the Global Internet

Today’s internet is a truly global phenomenon. Users in the United States can easily access websites hosted in Russia, Poland, France, Kenya or Iran. These connections are lightly regulated by most nation states, though China is a major exception. These connections are also highly lucrative. The global internet has allowed financial institutions to quickly and efficiently synchronize operations around the world. Without the internet, there would be no online ordering or ‘just in time’ manufacturing chains. The social and economic benefits of a direct, unpoliced US – Russia internet connection outweigh the risk of, say, a concerted effort by Russian cyber actors to infiltrate the US banking networks. That may not always be the case.

The response of European states to the violent chaos released by World War I was to severely restrict inter-state economic traffic and the movement of people across borders. A similar phenomenon may occur following the first sustained conflict by major cyber actors. While countries may not completely choke off their citizens’ access to web addresses hosted in hostile nation states, it may be incumbent upon those countries to severely restrict that access in the name of network security. China has already moved in this direction by creating the Great Firewall, a system that strictly regulates the points where China’s internet connects to the rest of the global commons. President Putin recently called on Russia to build its own internet, calling the existing global internet a ‘CIA project.’

The movement away from a global Internet and toward a system of national or regional networks (North Atlantic, EU or North American for example) is one possible outcome of a future cyber conflict. While there is no guarantee that such segmentation will occur, it follows from the way that nations typically react to security crises for which they are unprepared. In a word; they ‘overreact,’ and tend to put heavy-handed structures in place that can take generations to remove (see also, post-9/11 airport security in the US). For the reasons outlined above, it is likely impossible to know exactly how a cyber-conflict will change our world… but human nature doesn’t change much. If we fail, as a nation, to appreciate the degree to which cyber conflict will change our world, we will likely make short-sighted decisions in the heat of the moment that may take a long time to fix. We should start grappling with the implications now, while we’re still in the linear phase and have some control over events.



Hollow-StratCongress is in the process of reviewing the President’s Budget proposal for 2016. The services are in the process of defending that budget proposal by answering questions and providing briefings to Congressional Staffers and even, on occasion, to principal members. One of the fundamental questions we hear repeatedly is, “What if the Department of Defense is sourced at the fiscal limits of the Budget Control Act?” A more recent follow-on question is, “What if the fiscal monies provided are at the Budget Control Act level with supplemental funding provided via Overseas Contingency Operations funds?” The answers to both questions are fraught with long term risks that must be balanced very carefully.

Fundamentally, all four service Chiefs have gone on record saying that their service could not meet the strategic requirements of the nation – as detailed in the Defense Strategic Guidance – at any sourcing level below the President’s Budget proposal for 2016. They went further to say that the funding needs to be in the base account, vice Overseas Contingency Operations funds, to provide the stability and flexibility required for both short and long term investments. I’d like to address the imperative and basis for that concern.

Think of our Navy’s budget as a bowl of water placed atop a three legged stool. The water represents the warfighting capability of the Navy – both today and in the future. This warfighting capability is the core of our Navy’s ability to operate “where it matters – when it matters” all across the world. We’ve seen the need for this operational flexibility throughout our country’s great history – including as recently as last week when a Carrier Strike Group was quickly deployed off Yemen to prevent the sale of highly technical weapons that could result in a new, potentially catastrophic Sunni-Shiite war in the Middle East. That Strike Group has been successful because it had the ability to get to its required position quickly, with the appropriate weapons and fuel to stay and fight, and it maintains the ability to win in battle with another maritime force.

The stool that provides the foundational stability for the Navy’s warfighting capability is supported by three equally critical legs. The first leg is platforms – the correct number of ships, submarines, and airplanes required today and in the future. The second leg is modernization – equipment in those ships, submarines, and airplanes that enables them to fight successfully today and years from now. The third leg is people – skilled Sailors in the right places with the right training to operate those platforms now and in the future. As long as all three of those legs are adequately funded, we maintain balanced warfighting capability and our Navy can do its job.

When the overall Navy budget is reduced, however, the strength of one (or sometimes more than one) of those legs is reduced. That would equate to shorter leg(s) of the stool in my example. To keep the warfighting capability balanced, the legs must be reduced equally. The problem that we face in doing so is this: in an uncertain budget period like we face today, there is always an imperative to continue procuring the platforms we know we need in the future even as our budget is reduced in the near term. Fundamentally this is because of the long term planning (many years and even up to a decade) required to design and build a new ship, submarine or airplane. Based on history’s lessons we are relatively sure that the budget will come back up, but the question is when? When it does come back up we must be able to quickly and adequately invest in the other two legs to continue to have the warfighting capability our country needs. This potential near term imbalance is often discussed and the term most often used is “hollow”, as in a “Hollow Force.” We work hard across the spectrum of budget decisions to ensure we don’t allow that to happen. A Hollow Force is the last thing we need or want. As a result we continually adjust, year to year, the length of the three critical legs of the stool. The undesirable alternative which results from this delicate balancing act, and which requires much greater caution on our part, is the potential for a “Hollow Strategy.”

It is worth reiterating a couple of points that don’t often arise when either our Strategy or our Budget is under review. First, our Strategy (by definition) must serve as the guide for allocating our investments in current and future capabilities. A noteworthy corollary to this point is that the Strategy must also play a substantive role in determining the overall size of the budget (i.e. ensuring we have the resources necessary to make the strategy achievable). Secondly, our Budget investments today will ultimately determine our Strategy in the future. This point is clear if we consider the case of a strategy that calls upon non-existent capabilities; such an approach is clearly doomed to failure. These points together illustrate a crucial principle underpinning all considerations of Strategy and Budget – they are interlocked. With this in mind, it has been troubling that the discussion on BCA-level funding has included little consideration of the Strategic Impacts. Rather, the debate is always about whether or not we need the BCA cuts. As discussed above, our current approach will continue causing predictable harm to our Armed Forces’ ability to execute the Strategy – and defend our nation. Success in both Strategy and Budget means that the status quo of budget conversations must change.

The Defense Strategic Guidance (DSG) has ten core missions that the services must be able to execute to fulfill the overarching “DSG Strategy.” As the Navy’s total obligational authority reduces we continue to strive to be able to meet all ten missions. The truth is that base budget reductions below the level articulated in the President’s budget request – lead to an inability for the services to execute the DSG as written. This a slippery slope on which we need to be careful. We can’t ‘balance the stool’ (so to speak) during lean fiscal years and expect to have the capability that our strategic direction requires. This scenario illustrates how concerns over the National Debt can drive us, eventually, to a Hollow Strategy. Within the services we largely control how we spend the money Congress appropriates us. I believe the lessons we learned in the last three decades have taught us we cannot allow a Hollow Force to be the result of those investment decisions. When we consider the possibility of a Hollow Strategy, however, the services exercise much less direct control to avoid it because our strategic direction is provided from above. We do not want a “Hollow Strategy” and need to remain vigilant that we don’t inadvertently create one as we move forward. The specter of a Hollow Strategy looms ever closer, however, as we continue the conversations about Budget Control Act-level funding or even the related scenario in which some portion of the budget is provided in Overseas Contingency Operations funding. Absent a revised Defense Strategy, which accounts for funding which would be reasonably available in the base budget, the only real solution to this quandary is budget funding at the level in the President’s Budget request for 2016.



Strategy is not for amateurs*

Please join us at 5pm (EST)on 1 March 2015 for our Episode 269: National Strategy and the Navy’s Proper Role in it:

The role of the Navy and Marine Corps should be to provide ready and capable forces to the joint commanders. Outside of that, what is the proper role of the sea services in designing a more national strategy?

What is the state of a national and a maritime strategy, who are the different players in the discussion, and what is the proper way forward?

Our guest to discuss this and more for the full hour will be Captain Robert C. “Barney” Rubel USN, (Ret.), Professor Emeritus, US Naval War College.

Captain Rubel, now retired, was previously the Dean of the Center for Naval Warfare Studies at the US Naval War College from 2006 to 2014. Prior to arriving at NWC, he was a thirty-year Navy veteran, with experience as e a light attack naval aviator, flying the A-7 Corsair II and later the F/A-18 Hornet, commanded VFA-131, and also served as the Inspector General at U.S. Southern Command.

He is a graduate of the Spanish Naval War College in Madrid and the U.S. Naval War College in Newport, RI., and has an undergraduate degree in liberal arts from the University of Illinois and a master’s degree in national security and strategic studies from the US Naval War College.

Captain Rubel continues to serve as a member of the CNO Advisory Board and is active in local American Legion activities.

Please join us live or pick the show up later by clicking here or from our iTunes page here.

*Upper photo is of Dr. James H. Boren discussing bureaucracy in three dimensions



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