Archive for the 'Maritime Security' Category
Congress is in the process of reviewing the President’s Budget proposal for 2016. The services are in the process of defending that budget proposal by answering questions and providing briefings to Congressional Staffers and even, on occasion, to principal members. One of the fundamental questions we hear repeatedly is, “What if the Department of Defense is sourced at the fiscal limits of the Budget Control Act?” A more recent follow-on question is, “What if the fiscal monies provided are at the Budget Control Act level with supplemental funding provided via Overseas Contingency Operations funds?” The answers to both questions are fraught with long term risks that must be balanced very carefully.
Fundamentally, all four service Chiefs have gone on record saying that their service could not meet the strategic requirements of the nation – as detailed in the Defense Strategic Guidance – at any sourcing level below the President’s Budget proposal for 2016. They went further to say that the funding needs to be in the base account, vice Overseas Contingency Operations funds, to provide the stability and flexibility required for both short and long term investments. I’d like to address the imperative and basis for that concern.
Think of our Navy’s budget as a bowl of water placed atop a three legged stool. The water represents the warfighting capability of the Navy – both today and in the future. This warfighting capability is the core of our Navy’s ability to operate “where it matters – when it matters” all across the world. We’ve seen the need for this operational flexibility throughout our country’s great history – including as recently as last week when a Carrier Strike Group was quickly deployed off Yemen to prevent the sale of highly technical weapons that could result in a new, potentially catastrophic Sunni-Shiite war in the Middle East. That Strike Group has been successful because it had the ability to get to its required position quickly, with the appropriate weapons and fuel to stay and fight, and it maintains the ability to win in battle with another maritime force.
The stool that provides the foundational stability for the Navy’s warfighting capability is supported by three equally critical legs. The first leg is platforms – the correct number of ships, submarines, and airplanes required today and in the future. The second leg is modernization – equipment in those ships, submarines, and airplanes that enables them to fight successfully today and years from now. The third leg is people – skilled Sailors in the right places with the right training to operate those platforms now and in the future. As long as all three of those legs are adequately funded, we maintain balanced warfighting capability and our Navy can do its job.
When the overall Navy budget is reduced, however, the strength of one (or sometimes more than one) of those legs is reduced. That would equate to shorter leg(s) of the stool in my example. To keep the warfighting capability balanced, the legs must be reduced equally. The problem that we face in doing so is this: in an uncertain budget period like we face today, there is always an imperative to continue procuring the platforms we know we need in the future even as our budget is reduced in the near term. Fundamentally this is because of the long term planning (many years and even up to a decade) required to design and build a new ship, submarine or airplane. Based on history’s lessons we are relatively sure that the budget will come back up, but the question is when? When it does come back up we must be able to quickly and adequately invest in the other two legs to continue to have the warfighting capability our country needs. This potential near term imbalance is often discussed and the term most often used is “hollow”, as in a “Hollow Force.” We work hard across the spectrum of budget decisions to ensure we don’t allow that to happen. A Hollow Force is the last thing we need or want. As a result we continually adjust, year to year, the length of the three critical legs of the stool. The undesirable alternative which results from this delicate balancing act, and which requires much greater caution on our part, is the potential for a “Hollow Strategy.”
It is worth reiterating a couple of points that don’t often arise when either our Strategy or our Budget is under review. First, our Strategy (by definition) must serve as the guide for allocating our investments in current and future capabilities. A noteworthy corollary to this point is that the Strategy must also play a substantive role in determining the overall size of the budget (i.e. ensuring we have the resources necessary to make the strategy achievable). Secondly, our Budget investments today will ultimately determine our Strategy in the future. This point is clear if we consider the case of a strategy that calls upon non-existent capabilities; such an approach is clearly doomed to failure. These points together illustrate a crucial principle underpinning all considerations of Strategy and Budget – they are interlocked. With this in mind, it has been troubling that the discussion on BCA-level funding has included little consideration of the Strategic Impacts. Rather, the debate is always about whether or not we need the BCA cuts. As discussed above, our current approach will continue causing predictable harm to our Armed Forces’ ability to execute the Strategy – and defend our nation. Success in both Strategy and Budget means that the status quo of budget conversations must change.
The Defense Strategic Guidance (DSG) has ten core missions that the services must be able to execute to fulfill the overarching “DSG Strategy.” As the Navy’s total obligational authority reduces we continue to strive to be able to meet all ten missions. The truth is that base budget reductions below the level articulated in the President’s budget request – lead to an inability for the services to execute the DSG as written. This a slippery slope on which we need to be careful. We can’t ‘balance the stool’ (so to speak) during lean fiscal years and expect to have the capability that our strategic direction requires. This scenario illustrates how concerns over the National Debt can drive us, eventually, to a Hollow Strategy. Within the services we largely control how we spend the money Congress appropriates us. I believe the lessons we learned in the last three decades have taught us we cannot allow a Hollow Force to be the result of those investment decisions. When we consider the possibility of a Hollow Strategy, however, the services exercise much less direct control to avoid it because our strategic direction is provided from above. We do not want a “Hollow Strategy” and need to remain vigilant that we don’t inadvertently create one as we move forward. The specter of a Hollow Strategy looms ever closer, however, as we continue the conversations about Budget Control Act-level funding or even the related scenario in which some portion of the budget is provided in Overseas Contingency Operations funding. Absent a revised Defense Strategy, which accounts for funding which would be reasonably available in the base budget, the only real solution to this quandary is budget funding at the level in the President’s Budget request for 2016.
The Institute is pleased to have the guidance of a select panel of Navy Officers who believe this destination can continue to host the most important lines of thought concerning naval policy and the nation’s defense. LTJG Chris O’Keefe and a network of junior naval officers have agreed to assemble content for the USNI Blog, focusing specifically on key issues that they describe below in their inaugural post.
They are not strangers to the forum, and already have an impressive resume of posts and articles. They continue a fine tradition of important discussions on the USNI Blog led by a strong network of key Navy figures including guest bloggers from the naval blogging community, who were responsible for guiding the USNI Blog to three consecutive years of being named “Best Navy Blog” sponsored by Military.com and USAA. Our founding guest bloggers will continue to contribute as they desire.
Mary D. Ripley | Director of Digital Content
Bill Miller | Publisher
Since 2008, the Naval Institute’s blog has served as a key forum for thinkers and naval leaders to collaborate, argue, think, and write. The blog, with its essentially unlimited audience and condensed production timeline, helps ensure the Institute continues to play a vital role in shaping the dialogues that will shape the Navy of the 21st century and beyond. It is important therefore to periodically step back and ensure that the blog’s content sufficiently captures the critical discussions taking place throughout the Fleet. A small group of junior naval thinkers is working to facilitate this, and we would like you to join our ranks through thinking and writing.
Looking forward, we’ve identified conversations in the naval sphere that we believe are not getting enough attention, and that are ripe for dynamic debate. The four identified areas are:
-The navy and cyber
-Future war fighting
-Revitalizing practical professional notes
One of the flagship platforms for naval discourse is Proceedings. However, the capacity of the magazine is finite, and there are many discussions that simply may not meet the threshold for publication in a particular issue. The blog team is coordinating with the Proceedings editorial staff to develop a framework for two-way content flow between the magazine and the blog. A rising tide raises all ships, and just because an article doesn’t find the right home in the magazine does not mean that it is not a valid discussion piece meriting dissemination. Therefore, beginning shortly, authors who submit to Proceedings whose articles are not accepted for publication will be invited to submit to the blog team for editorial assistance and publication. At the same time, blog authors whose pieces are well received will be invited to contribute a larger, more comprehensive piece to Proceedings Magazine. Our essay contest winners will also begin to have entries published on the blog, and we will eventually sponsor online-only essay contests. Combined with other events, we hope broaden naval discussion by encouraging more people to write, speak out, and be heard.
The online blogging forum presents unique technological affordances compared to traditional mediums. In thinking about the implications of the blog’s digital existence, we were forced to reflect on how the digital has altered the form and practice of naval discourse more broadly. By extension, we were prompted to contemplate how the digital space has fundamentally altered naval disciplines. Therefore, as our first effort, we will be launching a conversation starting May 3rd about the Navy and cyber, and how this discussion should be framed and shaped.
Why May 3rd? On that date in 1997 IBM’s Deep Blue began a 6 game re-match with chess champion Garry Kasparov. Although Kasparov won this match, an apparent bug in Deep Blue caused it to make a move that puzzled Kasparov. American statistician Nate Silver believes that “Kasparov had concluded that the counterintuitive play must be a sign of superior intelligence. He had never considered that it was simply a bug.” His confidence shaken, Kasparov would go on to lose the series, marking the first time under tournament conditions a computer had defeated a reigning world chess champion.
Deep Blue’s name is particularly appropriate for conversation about the Navy’s cyber domain, and this comes on the heels of the launch of the concept of all-domain access within the new maritime strategy. We already have a few articles ready in rough draft form, and have been in conversations with leaders at all levels in the naval cyber realm. We invite you to submit an article between 800 and 1000 words that would help shape the conversation on how we integrate the navy and the cyber domain.
In the next week we will announcing our revised blog submission policies and instructions on how to submit posts for publication. Whether you are a member of the nation’s Naval service, or an armchair admiral, the groundswell of naval thought is palpable, and we hope you will put pen to paper or open your laptop to join it.
Chris O’Keefe is an active duty naval officer who spends much of his spare time working to foster professional naval discourse by helping and encouraging current and future thinkers and writers.
By Mark Tempest
Please join us at 5pm EDT on 19 April 2015 as we return live, after a two week hiatus, for Midrats Episode 276: “21st Century Ellis”
The next book from USNI’s 21st Century Foundations series is 21st Century Ellis: Operational Art and Strategic Prophecy for the Modern Era, edited by Capt. B.A. Friedman, USMC.
This book covers the work of Lt. Col. “Pete” Ellis, USMC who in 1921 predicted the coming war with Japan.
Included in this collection are some of his articles on counterinsurgency and conventional war based on his experiences in WWI and the Philippines.
Capt. Friedman will be with us for the full hour to discuss this and more.
Capt. B.A. Friedman is a field artillery officer in the United States Marine Corps currently stationed at Camp Lejeune, NC. He is pursuing a master’s degree in national security and strategic studies through the Naval War College.
Please join us on Sunday 29 March 2015 at 5pm, EDT for Midrats Episode 273: Partnership, Influence, Presence and the role of the MSC:
This week we will return to the “unsexy but important” topic, specifically that of “alternative naval platforms and missions.”
In part, the concepts that underlay Jerry Hendrix’s “Influence Squadrons” are in practice on a smaller scale today. In most cases they are being conducted using Military Sealift Command assets and the Navy Reserve.
To focus on this part of our maritime power, our guest for the full hour will be Commander Chris Rawley, USNR. President of Periplus Holdings in his day job, he is also Commanding Officer of the Military Sealift Command Afloat Mission Command and Control Units in the Navy Reserve, in addition to being Vice President of the Center for International Maritime Security.
Greg Easterbrook’s recent column “Our Navy is Big Enough” in the New York Times demonstrates that one lecture at the Naval War College does not a naval expert make. Easterbrook advances two arguments. First that the Navy, at 275 ships, is large enough to meet all of the nation’s naval maritime security needs. Secondly he states that the Navy’s proposed budget proposed budget of $161 billion is far in excess of spending requirements. That he would correlate the size of the Navy’s budget with the size of the force deployed demonstrates his shallow awareness of matters maritime. In both the case of the size of the fleet and the size of the budget, it all comes down to math.
The size of the fleet is measured largely against two separate standards. The first is the size of the force necessary to fight and win the nation’s wars. This standard often looks first to the capabilities a potential challenger might field and then estimates the size of the US naval force required to ensure US victory. Such analysis attempts to present the capabilities required to operate in a lethal and effective manner. Cost and efficiency factor into these calculations but not in a large way. Decisive victory is the objective.
The American navy derives it’s lethality from the brutal and exquisite nature of its naval platforms. Aircraft carriers have occupied the central position in naval force planning for more 70 years. These 100,000 ton behemoths carry an air wing of over 70 tactical aircraft and can strike targets with precision hundreds of miles away. As threats to the carrier have mounted over time, they have been increasingly surrounded and protected by a fleet architecture of cruisers and destroyers, generally four, equipped with the latest state of the art radars and missile defense systems. They are also protected by two nuclear powered fast attack submarines that prowl the ocean in search of opposing submarines and enemy shipping.
The number of conflicts to be fought also factors in. The United States has two coasts so, for most of the 20th century and all of the 21st, the nation has maintained a fleet in both the Atlantic and Pacific oceans. This lesson was well learned in World War II when the nation faced existential threats in both oceans. To fight and win the nation’s wars the Navy requires ships of sufficient capability and quantity to move to and from battle without interruption, factoring in projected combat and material casualties. Factoring our current carrier-based force structure and near peer competitors in both the Atlantic and Pacific theaters has results in a requirement for 10 carriers, 20 cruisers, 20 destroyers and 20 fast attack submarines as well as 33 associated amphibious assault ships and 30 logistical support for a total of 163 ships to meet the bare minimum requirements to conduct combat operations. This number allows no room for extensive maintenance, reactor refuelings, combat repairs or prolonged training and readiness exercises.
However, as Mr. Easterbrook has pointed out, no one has been foolish enough to take on the United States in one theater, let alone two, since the end of World War II. Surely no one would think of doing so today, or would they?
The reason they haven’t represents the logic behind the second standard of measurement for the fleet: The number of ships required to maintain the peace. The presence of the United States Navy convinces rouge actors on a daily basis that today is not the day to start a conflict with the United States. If our Navy were to fall so low as to meet only the bare minimum requirements for combat operations it would invite our competitors to question whether the United States was ready and willing to defend its interests, just as the drawdown in US ground forces in Europe has encouraged Russian adventurism there today. Our maritime interests span the globe. Some interests are commercial, some are security based, and many are diplomatic. Today the United States services these interests by deploying Navy ships to key regions to demonstrate US resolve. These regions range from the north Atlantic to the Indian Ocean and from the Black Sea to the South China Sea. Altogether there are 15 specific geographic regions that require frequent demonstrations of US interest. These operations assure friends and allies of continued US support as well as remind competitors of the breadth and depth of US power. Some of these regions require visits from our front line capital vessels, the carriers. Most require only frigates to show our flag and convey US resolve. This has been the manner in which Pax Americana has been maintained over the past 70 years.
To service the far flung regions, scattered as they are across the globe, requires a constant cycling of ships, generally one on station, one on its way home, one training to deploy and one in maintenance. Some of these requirements can be offset with forward based naval forces such as those that operate out of Japan, Singapore, and Spain, but in the end, when you crunch all the numbers through the force structure calculator, you arrive at a the naval force of 355 ships. It’s math, and a particular simple form of it at that. However, there is another calculation, much more arcane, that needs exploring, the math behind a Navy budget.
There is a logic to the argument that to build a bigger Navy you need a bigger budget. It seems self-evident, but is not necessarily true. When the Navy decides to build one aircraft carrier for $14 billion, it is tacitly making a decision not to build the 7 destroyers or 28 frigates those same dollars could have bought. If we hold spending constant, or live with the confines of the Budget Control Act, and yet choose to buy increasingly expensive and technologically exquisite ships, then we are making a decision to buy fewer ships in the long run. This equation largely explains the decreasing size of the American fleet over the past 20 years.
Presently we buy one supercarrier every five years, and two destroyers, two submarines and four frigates every year. These are the combatants that occupy much of the conversation regarding the size and capability of the Navy. If, however, we were to purchase only one destroyer per year and invest the $2 billion saved in the construction of four additional frigates, we could rapidly grow the size of the fleet in short order. The Secretary of the Navy has stated his opposition to trading one type of ship for another, and I would agree with that. However it is possible to trade one type of ships for several of another type. This would still allow us to field high-end war fighting capabilities in balance with the need to build a larger Navy. If we were to take a really radical path and recognize that super carriers are too large, too expensive and too vulnerable to serve in combat and cease building super carriers while investing a portion of the savings in the construction of nuclear guided missile submarines to provide the lost precision strike power projection capability previously generated by the carrier’s airwing, we could afford to grow the fleet and shrink the Navy’s budget simultaneously. This is math as well and should intrigue fiscal conservatives.
In the end we must recognize that the shrinkage of the American fleet over the past generation has begun to create a power vacuum that is inviting others to challenge the longest lasting maritime peace since man took to the water in boats. If we are to maintain peace as well as remain prepared for war, we will need to grow the fleet. That we can do so while remaining within the current budget caps presents a significant opportunity for policy makers and supporters of naval power. It’s math that every American, including Mr. Easterbrook, should be able to understand.
|Strategy is not for amateurs*|
Please join us at 5pm (EST)on 1 March 2015 for our Episode 269: National Strategy and the Navy’s Proper Role in it:
The role of the Navy and Marine Corps should be to provide ready and capable forces to the joint commanders. Outside of that, what is the proper role of the sea services in designing a more national strategy?
What is the state of a national and a maritime strategy, who are the different players in the discussion, and what is the proper way forward?
Our guest to discuss this and more for the full hour will be Captain Robert C. “Barney” Rubel USN, (Ret.), Professor Emeritus, US Naval War College.
Captain Rubel, now retired, was previously the Dean of the Center for Naval Warfare Studies at the US Naval War College from 2006 to 2014. Prior to arriving at NWC, he was a thirty-year Navy veteran, with experience as e a light attack naval aviator, flying the A-7 Corsair II and later the F/A-18 Hornet, commanded VFA-131, and also served as the Inspector General at U.S. Southern Command.
He is a graduate of the Spanish Naval War College in Madrid and the U.S. Naval War College in Newport, RI., and has an undergraduate degree in liberal arts from the University of Illinois and a master’s degree in national security and strategic studies from the US Naval War College.
Captain Rubel continues to serve as a member of the CNO Advisory Board and is active in local American Legion activities.
*Upper photo is of Dr. James H. Boren discussing bureaucracy in three dimensions
Combined Joint Task Force-Horn of Africa (CJTF-HOA) based out of Djibouti is playing the long game with the nations of east Africa, our allies, governmental organizations, non-governmental organizations, and other concerned parties to not only help build a better future for the nations in that corner of the continent, but to ensure the security of the American homeland.
Our guest to discuss their role and more will be Major General Wayne W. Grigsby Jr., United States Army – Commander CJTF-HOA.
Due to scheduling issues, the interview with MG Grigsby was recorded earlier.
For those who have seen the Great Carrier Debate between Jerry Hendrix and Bryan McGrath, one thing was clear – both gentlemen had only scratched the surface of their thoughts on the topic.
At about the same time, the concept of “distributed lethality” had seeped its way in to the conversation. To examine both topics and to review the national security issues you should expect to see in 2015 will be returning guest, Bryan McGrath.
Bryan McGrath is the founding Managing Director of The FerryBridge Group LLC (FBG), a niche consultancy specializing in naval and national security issues, including national and military strategy, strategic planning, executive communications, strategic communications and emerging technologies.
Prior to starting FBG, Bryan founded a national security consulting line of business for Delex Systems, where he directly supported a number of senior clients in the Navy and the Army. Additionally, he provided critical insight on Navy policy and acquisition preferences to commercial clients, including major defense contractors and small technology firms negotiating the “post-earmarks” era.
A retired Naval Officer, Bryan spent 21 years on active duty including a tour in command of USS BULKELEY (DDG 84), a guided-missile destroyer homeported in Norfolk, Virginia.
In his spare time, Bryan is a well-published commentator in the fields of national and maritime strategy, with policy papers published at major think tanks, and articles placed in nationally marketed periodicals. He is a frequent panelist at symposia that deal with naval issues and is frequently quoted by major press organizations.
Bryan earned a BA in History from the University of Virginia in 1987, and an MA in Political Science (Congressional Studies) from The Catholic University of America. He is a graduate of the Naval War College.
This Sunday join us for our 5th Anniversary Show. No guests, no agendas – just us talking about what 2014 had to teach us, and looking towards what 2015 may have in store for everyone in the national security arena. This is a great time if you ever wanted to call in to ask either one of us a question on a topic you wish we would address … or just to say “hi.” Just be warned, we might ask you a question back. It’s what we do.
5pm EST. 4 Jan 14.
By Mark Tempest
Believe it or not, this week is our 250th Episode of Midrats.
In celebration, we’re clearing the intellectual table, going to open the mic and see where it takes us.
From Kobane, to Coastal Defense, to Ebola and everything in between and sideways that’s been in the national security news as of late, plus whatever else breaks above the ambient noise – we’ll be covering it.
As with all Midrats Free For Alls, we are also opening the phone lines for our regular listeners who want to throw a topic our way.
Come join us Sunday as we try to figure out how we got to 250.