Archive for the 'Soft Power' Category
Because of Don Vito’s health problems, his son Michael (as a fictional Marine Captain, he was the obvious choice as successor) assumed control of the Corleone family business. His rapid ascent disrupted the distribution of power within the family. After Don Vito’s passing, Michael used an early version of distributed operations against the leadership of near-peer competitors. Michael’s rise within the family and subsequent violent struggle to bolster the Corleone’s position within the organized crime syndicate illustrate the inherent dangers of power shifts.
The reality is – shifts happen. Power shifts happen in clans, in industry and among states. State power shifts occur at various levels – internal, regional and global and many believe power shifts are frequently the cause of international conflicts. The graphic below illustrates various power shifts in modern history.
Measuring National Power
As many have observed, the American military has gone to war over the past decade but the United States as a nation has not. When analyzing great power wars it is important to consider the total power of the states involved and not to simply count the number of ships, air wings or divisions. When analyzing military power in this context both actual and latent capabilities (those that a state could produce in the future) must be taken into account. Measuring national power is difficult and extremely subjective. One method, albeit not perfect, is to use the National Material Capabilities data set.
Power is considered by many to be a central concept in explaining conflict and six indicators are widely used to quantify power – military expenditure, military personnel, energy consumption, iron and steel production, urban population, and total population.
The Composite Index of National Capability (CINC) index is based on these six variables. The CINC is useful for historical analysis and often helps explain the outcome and duration of conventional conflicts between states. The figure below displays two conflicts where the opposing forces were at different levels of power; the first, near power parity and the second, an overwhelming power difference. The former lasted nearly eight years and ended in stalemate while the latter lasted only a few days with a decisive victory for coalition forces.
The CINC can also be used to analyze the future environment. Using the CINC to examine the state powers of China and the US (including Pacific partners) should paint a worrisome picture for US military planners.
Some consider the CINC model to be obsolete in the information age and only appropriate for historical analysis. Measuring national power accurately in the post-industrial age is still a work in progress. An alternate power assessment method comes from the intelligence community. The NIC historically used a four component model to forecast power that included GDP, population size, military spending, and technology. However in the Global Trends 2030, an updated model included other elements such as health, education, and governance.
Regardless of the method or data one uses, it is clear that a global power shift is underway. The primary question that remains is will this shift result in peaceful integration or in a great power war?
Revisiting Power Theories
Within the IR field there are two prominent schools of thought regarding power shifts – power transition theory and power cycle theory.
Power Transition: A.F.K. Organski developed this theory in 1958. He asserted that the international system can be categorized into four levels of state power: dominant power, great powers, middle powers and small powers. Unlike the balance of power theorists, Organski felt the system was in a constant state of flux with the dominant power attempting to maintain the status quo. Rising contenders were either satisfied or dissatisfied with their position in the system. The outcome of the contender’s rise could either be peaceful integration or war depending on their level of satisfaction during ascendance. Throughout history, the closer the contender and dominant power were to power parity, the longer and more severe were conflicts.
Power Cycle: Originated by Charles Doran in 1963, the power cycle theory asserts the power of a state is cyclic and it rises and falls based on the state’s relative position within the international system. Along the cycle’s path are several critical inflection points that create shifts in the international system and often result in major wars.
Both of theories remain relevant today and portend a dangerous threat to the stability of global order.
The Rise of China
Both schools express concern over the rise of China and potential disruption to the international system. Disciples of Organski offer three strategies for the US to consider:
- Engineering Satisfaction with Realignment: This strategy largely involves economic development in China and places more emphasis on business development and partnerships as a means to keep the contender satisfied during its ascent.
- Controlling Territorial Flashpoints: Primarily focused on Taiwan, the authors argue that even a successful defense of Taiwan against Chinese military aggression in the near-term will not resolve the power shift dilemma. At some point in time all three parties, China, US and Taiwan will come to the realization that because of the China’s great power status, Taiwan may voluntarily associate itself with China.
- Reengineering Power Distributions: The United States must prevent China from achieving power parity. To accomplish this it must form a “super-bloc” alliance by expanding NATO and developing alliances with India and even Russia.
The authors caution against over-militarizing America’s policy towards China and recount former SECDEF Perry’s warning, “If we treat China as an enemy, it will surely become one.”
Doran contends that China’s rise could eventually be slowed by India’s ascent to power and tensions may escalate between the neighboring states. For China to enjoy a “peaceful rise,” it must contend with the challenges of future systems transformation just as the other members of the system had to in the past. Other governments must learn to preserve their security and interests while assisting China to traverse this projected and particularly stressful interval in history.
Examining China’s rise through the power shift lens brings several concerns to the fore.
If a military confrontation between China and the US is inevitable, would the perfect military plan or operational concept overcome the power parity problem or would a long war of attrition be unavoidable? Would America’s military advantage diminish if a conflict is fought on Chinese territory, thus forcing America to project military power thousands of miles from the US homeland?
Second, would any amount of conventional military force be sufficient to compel the state of China to accept an outcome favorable to the US and its allies? Because of China’s population advantage and massive economy, could it simply absorb a shock-and-awe type campaign until its adversary’s magazines were exhausted?
Third, to what extent do America’s domestic problems (i.e. national debt, percentage of Americans not in the workforce, inefficient governance and immigration reform) limit its ability to reverse the current power declination trend in the international system?
Finally, because of advances in missile technology, cyber capabilities and asymmetric tactics, the reality is the US homeland will no longer be a sanctuary during future wars. The American military did not contend with this problem in the great power wars of WWI, WW II and Korea. How would degraded American industrial capacity affect the ability to project power overseas for a significant period of time?
The examination of power shifts among states should raise concerns among America’s foreign policy makers and military planners. Most of the latter entered active duty after the end of the Cold War when America emerged as an uncontested hegemon. This dominant power status may have resulted in a certain degree of hubris that prompts many into thinking America can simply impose its will on another state at a time and place of its choosing. While this may have worked in Grenada, Panama and against Somali pirates, this paradigm will need to shift to contend with the rise of a great power.
To ensure the relative stability of the international system and American prosperity, planners must challenge some underlying assumptions about America’s relative dominance in the future and develop a national strategy that is not centrally focused on using conventional military force to counter the rise of China’s power.
By Chap Godbey
This photo sort of looks like a ship, right? It is, but then again it’s also something else.
For this example, the vessel–an Iraqi patrol craft made by an American company and part of a U.S. foreign military sales contract–is not just one of the assets Iraq’s military needs to protect a very crowded and consequential waterspace. It’s also a multi-decade relationship, where both countries get to know each other on an operator-to-operator level as well as on other levels. That relationship can have strategic effects as the lieutenants become admirals, and the relationship builds trust, access, and communications paths outside the formal diplomatic process and regionally as well as bilaterally.
One of the patrol spaces this ship protects drives the entire country’s economy–the oil platforms and pipeline infrastructure–and its shipping. This is recognizable to a military planner, though the economic part takes a bit of wider thinking to understand how U.S. security cooperation fits into it with training and equipment. But let’s add something important on here: U.S. policy is to support Iraq’s reintegration into the region, and it’s a top foreign policy priority for the U.S. with regard to Iraq. The military sphere tends to be a bit easier in reconnection than some other spheres; navies, since they’re mobile sovereign territory in international waters, can be the fastest of those–especially when the U.S. is acting as an honest broker. To pull off that kind of multinational reintegration is not solely a military function, but can utterly depend on the military aspect. If the U.S. really wants a whole-of-Executive-Branch (much less whole-of-government) approach to a policy problem, DoD’s mass has to be subordinated to the overall effort, even when it might not necessarily make short term military sense.
The example above isn’t perfect. Security assistance in Iraq and Afghanistan has been far from the standard situation seen by a security cooperation office, and special authorities in the law made security cooperation in these countries much different than in other countries. A more forceful example would be where the host nation is paying for every penny of the asset, since feelings about “what ‘we’ are giving ‘them'” emotionally colors the discussion, and it’s worthwhile to emphasize that foreign military sales is not necessarily coming from the U.S. taxpayer. On the other hand, the nonmilitary effects of this ship and crew, and the regional effects of what this ship does and the separate bilateral relationships that navy has with regional navies and the U.S., are pretty clear and useful to bring out the challenge of thinking about security cooperation as more than arms sales or exercises.
Many folks seem to miss the nonmilitary and regional effects of the military-to-military relationship built out of security cooperation, or even that the process is heavily structured in U.S. law. This post about security cooperation misses important considerations about what security cooperation is and what it’s supposed to do (this one by the same author is better, though of different focus). A comment of mine on that War On the Rocks post identifies structural problems in the argument, and there are other opportunities for quibbling, but that post proves that it’s worthwhile to outline some basics of SC with a view towards those regional and extramilitary effects.
Security cooperation (SC) is not very familiar to most operators in the Department of Defense. SC’s a difficult skill set. SC can pay off not only as a force multiplier, but also to provide diplomatic effects which can be game-changing. DoD personnel may only experience SC once, as an exercise or engagement event, or by doing a tour that includes a collateral duty associated with foreign military sales (FMS). More experience is in the foreign area officer (FAO) commmunity, whose officers can wind up doing SC from several angles over multiple tours, but there aren’t many FAOs around. Because the skills needed are relatively obscure inside DoD, understanding of what SC is becomes fragmentary and often misses the point. American SC can suffer from that bad understanding. (The way U.S. government agencies in the Executive Branch staff and train for SC missions doesn’t help the problem, either.)
DoD isn’t the agency where SC initially gets defined—because SC is not solely a DoD mission; it’s a State mission for which Defense is the executive agent.
Let’s define some terms here. SC includes
- security assistance (SA), which itself includes
- foreign military sales (FMS) weapons sales,
- International Military Education and Training (IMET),
- a multi-page list of other programs that somehow fit or get shoehorned into the process, and
- security cooperation (Sc), a confusingly named subset of the bigger SC which mainly deals with exercise events with host nation or meetings between military personnel.
The first one, SA, is covered under federal law. (Note: IANAL and doing this off the top of my head.) U.S. Code Title 22 is the main law that covers diplomatic and consular functions and is for the Department of State what Title 10 is for DoD. The second part of security cooperation, the non-FMS part also called security cooperation, has rules under Title 22 but is more under a section of Title 10. That part of title 10 used is different from what you might expect, and it’s administered by personnel working under a different rule set than those under the full operational command of a COCOM. DoD personnel in country doing SC serve under the direction and supervision of the Chief of the United States Diplomatic Mission to that country (usually the U.S. ambassador to that country). Security cooperation, including security assistance, is a diplomatic function, under the Ambassador’s control in country. FMS cases and IMET and exercises have significant State Department approval and coordination–and additional coordination and approval by other agencies, and in some cases White House/Congressional approval–even though DoD has the mass and the executive agent role. The effect can sometimes be that the poor bureaucrat in the other agency is either like Horatius at the bridge or Niedermeyer in the riot, trying to get the massive influx of DoD people to go a different direction. It also can become counterintuitive, since American businesses might be fighting for the contract, or if one player–even a host nation–decides it’s worth lobbying for their interests more effectively to Congress than another player.
Note here that the Security Assistance Management Manual, the reference used in the War On The Rocks post, isn’t the controlling document. The law both trumps one agency’s manual and also highlights the diplomatic and interagency nature of SC. It also implies that the SC function is something we do as an ongoing and sustaining function of a country team, rather than something switched on once a COCOM has commenced large scale operations.
Since SC is a diplomatic function, one has to consider SC less like a military operation and more like a diplomatic operation. Results will be diffuse. They will have “one step forward two steps back” aspects. Results will be hard to measure in many respects. The effort will be like a coalition effort, with occasionally immense frustration on the ground and in the staff paying off strategically, but in different spheres than expected, or with effects long after the staffer is gone. For a planner looking for consistent positive results with a focused engineering-style goal oriented mindset this is anathema. A DoD planner or operator wants to get from point A to point B in a direct and uncluttered manner. Diplomacy, especially the work performed by Department of State colleagues on the country team on ground in country, is more chaotic and messy. If done right, SC advances the national interest of the United States; builds networks, access and relationships beneficial to the U.S.; eases stresses among and between partners; provides a common operating framework in the field; and provides a useful diplomatic tool as part of an embassy country team.
(Oh, by the way: There’s no Title 10 “command” in security cooperation organizations. There is no sheriff’s badge, no salad fork, no “forces”, even though the responsibility can weigh heavily, and DoD personnel could be in remote and dangerous locations. You’re a part of the embassy country team. There’s not even an organic Article 15 or medal-awarding authority, unless you’re a general for whom a COCOM has specifically delegated it in writing.)
For representatives of either agency to best advance U.S. national interest in the long term, both Defense and State have to be able to restrain some of their agency-level cultural impulses to achieve SC most effectively. Training, both in State’s A100 class for their newly commissioned officers, and at the Defense Institute for Security Assistance Management or similar venues for DoD personnel interacting with a country team, helps introduce the cultural difference to each agency. Other agencies with a hand in SC, such as the Departments of Commerce or Treasury, have a much smaller presence and make do with corporate knowledge and help from the larger groups interacting around them. (Homeland Security mainly interacts through Coast Guard personnel, who are more acquainted with DoD’s foibles and when in theater interact often with country teams with and outside the security cooperation office in the embassy.) Some aspects can cause real friction without planners realizing its source, such as when a J5 officer assumes there’s a J5 in State, or that a Post’s plan is written with the same process as DoD’s, or that the plan is followed as closely as a DoD plan would be. On the ground, people on the country team have to make it work through force of effort and personality.
The benefits of SC have national influence, not just military, from public affairs/public diplomacy to changing policies in a country. SC also has a regional influence: in the ability to use the U.S. effort as a go-between between two partners unhappy with each other, in the ability to build regional ties with the U.S. invited to play, and in the ability to influence regional decisions based on a calculation from a nation that has to deal with what the U.S. has done in the neighborhood. It could well be that host nation has no culture of maintenance and the equipment they paid for is failing. It could be that the country’s using the military to dispense largesse domestically, and the U.S. interest in improving capacity isn’t perfectly aligned with that national desire. It could be that there’s a Red Queen effect, where the security cooperation guys are running as hard as they can to stay in place capacity-wise. It could also be that those frustrating efforts pay off in unusual ways. The military planner will do well to reach out to those other American agencies, to actually listen and adjust planning based on that reaching out, to see the role of SC as more than military capacity building, and to plan for a long and difficult but rewarding SC effort.
Many continue to focus on the “Pacific Pivot” and/or IndoPac, but the news seems to keep finding its way back to Africa.
This Sunday we’re going to leave IndoPac and all that in order to focus the full hour discussing the eastern part of Africa with a returning guest Alex Martin who will give us a first hand report from a personal and professional perspective.
Alex graduated with distinction from the U.S. Naval Academy and went on to lead infantry, reconnaissance and special operations units in multiple combat deployments. Upon leaving active duty, Alex started a private maritime security company that served commercial shipping interests in the Indian Ocean. In July 2013 Alex joined Nuru International and currently serves as a Foundation Team Leader in Kenya.
The last time we talked to Alex was shortly after he and his Marines were involved in retaking a ship from Somali pirates.
Join us live if you can (or pick us up later if you can’t) by clicking here.
Matt Hipple is joined by Zack Elkaim and James Bridger to talk about rebellions in Africa: the Central African Republic, Mali, and Nigeria, as well as the future prospects for Somalia. Today’s podcast is one of our best, and we highly encourage you to give it a listen. Enjoy our latest podcast, Episode 14, My Other CAR is a Mali (download).
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Now this is not the end. It is not even the beginning of the end. But it is, perhaps, the end of the beginning.
Jim Kramer, madman behind CNBC’s Mad Money, always says, “where’s the pin-action?” or rather, “what are the wide-ranging domino effects of events.” The deal announced this weekend over Iran’s nuclear program is the axis of a massive strategic wheel which, if the deal is successful, will begin to turn. This article is not a debate on the durability of the coalescing Iran deal, but rather on its wide-ranging diplomatic, military, and economic effects if executed satisfactorily.
Reviewing the Facebook Friends List
In order to counter Iranian influence in the Gulf, the United States has unfortunately had to shackle itself with Saudi Arabia, of whom FDR may have well said, “may be a son of a bitch, but he’s our son of a bitch.” Unfortunately, this particular SOB isn’t an SOB to just the enemy. While purportedly a significant source of intelligence aid and support in the GWOT, entities in Saudi Arabia are also suspected of providing significant funding to Al-Qaeda associates, and the country is often a very clear human rights nightmare. Walking the diplomacy, human rights, military operations, and public image line is difficult enough before adding “balancing” Iran with folks who act like the Saudis to the mix. Any working deal with Iran frees the US’s hands to play a tougher game with Saudi Arabia, who is terrified of being left out in the cold of increased Iranian influence in the region.
Standards and Practices/ Money, Money, Money
Iran continues to be a severe problem in areas of conflict outside the nuclear weapons question, like in Syria and in material of terrorism, as in the case of Hezbollah. Israel still rightfully worries about their non-nuclear activites. However, any practitioner of negotiation would tell you that you can’t get everything you want from the beginning. You need a starting point. If played correctly, the un-freezing of funds and potential increased business relationships/profits from opening trade based on good continuing behavior may create a virtuous cycle. With the potential strategic calculus of the new leadership, Iran may be discouraged from it’s bad behaviors in those far-flung arenas. The opportunity to develop domestically and fulfill the failed economic promises of a decade will hopefully pull attention away from more destructive enterprises and towards the domestic infrastructure programs Iranians have been calling for. Perhaps the US has facilitated Iran’s “Burma Moment.”
Oh, did I mention long-term lower oil prices adding a boon to a stagnating global economy that no longer needs to fear Iranian nuclear weapons or conflict in the gulf?
A Real Pivot
In a time of sequestration, resources are going to be stretched thin. Facility development in Qatar, Dubai, Bahrain, etc… in response to Iranian threats and the massive project of ballistic missile defense will in the immediate term continue to be important, but if successful in changing Iran’s strategic calculus from military to economic success, those efforts can give way to the bigger projects of presence in Asia and projection in Africa. Decreased threats from Iran will help lighten regional carrier presence calculations, for example. Imagine, the resources spent to move the fleet of Cyclone-class PC’s to Bahrain spent elsewhere (PC’s to Singapore, perhaps) if the Iranian threat didn’t loom so large. Lightening that demand signal will give the U.S. military important freedom and flexibility to meet future goals.It is a simple and intuitive point, but one with massive impact.
Verify, then Trust
Ronald Reagan is often known for saying the Russian proverb, “trust, but verify.” In the case of Iran, there is no extended relationship of engagement upon which to base any trust, “verify, THEN trust.” Any deal, as stated by the President and Secretary Kerry, will need to be heavily monitored and enforced by the united front of negotiating parties. Skepticism is an important part of a deal being a success. That said, the perils are many, but the benefit are huge. It’s a long shot, but so worth a shot.
Matt and Grant interview ADM John C. Harvey Jr., USN (ret), former Fleet Forces and Old Salt emeritus. They talk about almost everything, but topics of recent interest: Sequestration, Air-Sea Battle, China, Surface Combatants, Carrier numbers, Fat Leonard, and more! Join us for Episode 10:
ADM Harvey (DOWNLOAD)
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By Mark Tempest
When one hangs up the uniform after decades of service, but still wants to contribute to their nations national security needs, what paths can that take? How does one find a path forward, and what are the keys to success?
In a budgetary challenge not seen by the US military in two decades, what are the important “must haves” that need to be kept at full strength, and what “nice to haves” may have to be put in to the side?
What are the legacy ideas, concepts, and capabilities that the Navy and Marine Corps need to make sure they maintain mastery of, and what new things are either here or are soon on the way that we need to set conditions for success now?
Our guest for the full hour to discuss this and more will be Robert O. Work, Col. USMC (Ret), presently CEO of the Center for a New American Security (CNAS), and former Undersecretary of the Navy from 2009-2013.
After 27-years of active duty service in the Marine Corps, Work joined the Center for Strategic and Budgetary Assessments (CSBA), where he focused on defense strategy and programs, revolutions in war, Department of Defense transformation, and maritime affairs. He also contributed to Department of Defense studies on global basing and emerging military missions; and provided support for the 2006 Quadrennial Defense Review.
During this time, Work was also an adjunct professor at George Washington University, where he taught defense analysis and roles and missions of the armed forces.
In late 2008, Work served on President Barack Obama’s Department of Defense Transition Team.
He earned his Bachelor of Science degree from the University of Illinois; and has Masters Degrees from the University of Southern California, the Naval Postgraduate School; and Johns Hopkins School of Advanced International Studies.
Join us live (5pm EST) or pick the show up later by clicking here.
Matt, Chris, and Grant are joined by Caroline Troein from the Fletcher School’s Neptune Group. They talk about the Arctic, the European Defense burden, Typhoon Haiyan, China, the Hudson Center’s American Seapower event, as well as a smattering of other topics. Join us for Arctic Wastes and Tropical Shoals (Download).
Articles from last week:
Human Smuggling Across the Gulf of Aden (2013 Edition) (Mark Munson)
Germany Needs a Permanent Naval Presence in the Indian Ocean (Felix Seidler)
Avoid Change For Its Own Sake: Ground Force Unification (Chris Barber)
The Southern Mediterranean Immigration Crisis: a European Way Out (Matteo Quattrocchi)
How War With China Would Start: 99 Red Balloons (Matthew Hipple)
How Not To Go To War With China (Scott Cheney-Peters)
Sea Control comes out every Monday and is available on Itunes, Xbox Music, and Stitcher Stream Radio. Join us!
USCG Mobile Training Branch member, James Daffer, has traveled the world. We talk with him about what he’s seen in the world of capacity building for maritime security abroad, soft power and relationship building, cultural challenges when working amongst different peoples, and stories about his travels. SC Episode 6 – USCG Adventures (Download)
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By Mark Tempest
What is the role of ground forces as the conversation revolves around the Air Sea Battle Concept?
Is an emphasis on air and sea power sending the right message, driving balanced thinking, and sending the right messages to our friends and competitors?
Building off his article in the May 2013 Armed Forces Journal, Back To Reality, Why Land Power Trumps in the National Rebalance Towards Asia, our guest for the full hour will be Major Robert Chamberlain, USA.
He has served two tours in Iraq (2003-4 and 2007-8), studied refugees at Oxford on a Rhodes Scholarship, and is currently finishing his dissertation in Political Science at Columbia. He teaches International Relations at the West Point and, of course, the views he is about to express are his own and do not necessarily reflect those of the United States Military Academy, the Army, or the Department of Defense.
Join us live or listen from the archive later – if you can’t join us live – by clicking here.
- Midrats 21 Sept 14 – Episode 246: “When the short snappy war goes long, with Chris Dougherty”
- Back to Basics: Restoring the United States Merchant Marine
- On Midrats 14 Sep 14: Episode 245: “The Carrier as Capital Ship” with RADM Thomas Moore, USN, PEO CVN
- Five Enduring Lessons from Arabian Gulf Patrol Craft Operations
- Solution to the Russian Mistral’s Conundrum: NATO Flagships