Archive for the 'China' Tag

Reviews by Bill Doughty

The United States Navy is making and living history right now in Hawaii in the world’s largest maritime exercise: Rim of the Pacific (RIMPAC 2014), fostering collaboration and cooperation and promoting international understanding. Among the participants in this year’s RIMPAC are navies from 22 nations, including UK, Japan, and China.

Two books give perspective on the past two centuries of naval history and provide context for the history being made by the U.S. Navy this summer.

A lot has happened in the two centuries since the Revolutionary War and War of 1812: from wooden ships to littoral combat ships; the birth of naval air forces, airpower and UAV; nuclear-powered fleet ballistic submarines; computers and cyber-security. The world is changing too, as captured in the Maritime Strategy, from world war confrontation to global cooperation. Think about the evolution of the fleet and the world in which it operates today.

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Thomas J. Cutler thinks and writes about changes and challenges over the past 200-plus years in “A Sailor’s History of the U.S. Navy.” His Naval Institute Press book is a mainstay and now a top pick on the “Be Ready” list of the CNO’s Professional Reading Program suggested reads.

Cutler writes about the “magic” of the lore, language and legacy of the United States Navy, and invites Sailors to reflect on the “club” to which they belong. His book recounts — and makes relevant — history through the stories of Sailors in the past and present.

“The more you know about the Sailors who served before you, the more prepared you will be to do your job, and do it well. It is your turn to follow in the wakes of those who went before you, to lead the way for others who will follow you, and to make your contributions to the Navy’s ongoing legacy of honor, courage, and commitment.”

In a Chapter 6, “Don’t Give Up the Ship,” Cutler sets the stage with a brief description of Master Commandant (Commander) Oliver Hazard Perry, his famous pennant and the sailors who fought in the face of adversity at the Battle of Lake Erie. Cutler then gives more recent history, including the story of the five Sullivans brothers lost aboard USS Juneau in Guadalcanal Campaign, 70 years ago this year.

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Cutler ties in the brothers’ namesake ships, including the current USS Sullivans (DDG 68), showing how the ship was targeted in a failed attack by al Qaeda in Aden, Yemen in January 2000. That same year, on the day before the Navy’s 224th birthday, terrorists launched another attack on an Navy ship, this time against USS Cole (DDG 67).

He recounts the heroism of the Sailors who all focused on three tasks, “caring for the injured, providing security against further attack, and saving the ship.” Don’t give up the ship…

The author packs a lot of history in this easy-to-read overview that contains stories and photos about JFK’s PT-109, Rear Adm. “Amazing” Grace Hopper, 1776‘s gondola Philadelphia, Commodore Matthew C. Perry, battleship USS Maine, Master Chief Boatswain’s Mate Carl Brashear, and naval aviator and astronaut Alan Shepard Jr., among others.

In the appendix he offers synopses of key engagements through battle streamers, showing the operational history of the U.S. Navy.

The streamers demonstrate a commitment to always “Be Ready.”

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Speaking of “back to the basics,” also recommended is a new book by Rear Adm. Robert O. Wray Jr., “Saltwater Leadership: A Primer on Leadership for the Junior Sea-Service Officer.”

The book, with a forward by Sen. John McCain, is endorsed by retired Adm. Gary Roughead, former chief of naval operations, and former President George H. W. Bush, who served as a naval aviator and “junior officer at sea.”

Wray offers self-described bite-sized “sea stories” and practical, pragmatic “salty advice” along with plenty of lists, including traits and tributes, rules and advice, and a list of 35 books on leadership!

Interestingly, the book opens with advice from ancient philosopher from China Lao Tzu:

A leader is best
When people barely know that he exists,
Not so good when people obey and acclaim him,
Worst when they despise him.

“Fail to honor people,
They fail to honor you”;

But of a good leader, who talks little,
When his work is done, his aim fulfilled,
They will all say, “We did this ourselves.”

– Lao Tzu’s “Tao Teh Ching,” verse 17, 6th century BC

Wray’s book is published by the Naval Institute Press and is in the same “Blue and Gold Professional Library” series as “The Bluejackets Manual,” “Command at Sea,” and “A Sailor’s History of the U.S. Navy” (above), among others.

(An earlier version of this post appeared on Navy Reads – http://navyreads.blogspot.com. Recent posts include reviews of “Cybersecurity and Cyberwar,” “Thomas Paine: Enlightenment, Revolution, and the Birth of Modern Nations,” and “Zumwalt: The Life and Times of Admiral Elmo Russell ‘Bud’ Zumwalt, Jr.”)

 



“What is India’s role in the Indo-Pacific?” “Does India have a national interest at stake in the South China Sea?” “How should India shape its maritime relationship with China?”

Earlier this month, I had the opportunity to travel to India to take part in an engaging three-day conference on maritime security in the Indo-Pacific, joining two other CIMSEC members in Chennai and Kochi. While the above questions of India’s maritime strategic future were not the theme of the conference (that being Sea Change: Evolving Maritime Geopolitics in the Indo-Pacific Region), they were frequent points of discussion, only natural given the event’s location and the preponderance of preeminent Indian minds. While I’ll focus here on these conversations, the conference’s top-notch organizers from the Observer Research Foundation (ORF) and Stimson Center are publishing a collection of the papers presented, on an array of topics, which should make for stimulating reading. I’m grateful to the organizers for inviting me, and the U.S. Consulate Chennai for sponsoring the event.1

I’m also grateful for the effort these organizations made to bring together scholars and practitioners from the United States, China, Japan, Australia, the United Kingdom, Indonesia, the Philippines, and India to consider the challenges and opportunities in the Indo-Pacific from a variety of perspectives. These representatives from the fields of maritime shipping, offshore energy, geopolitics, international law, private maritime security, and fisheries and climate sciences had the chance to share and contest ideas in a cross-disciplinary approach. And contest they did. ju

Observers and attendees of similar events will be familiar with the contentious dynamic that can develop between Chinese and Japanese or Chinese and American representatives, as highlighted at the Shangri-La Dialogue in Singapore earlier in the month. In India, Dr. Liu Zongyi of the Shanghai Institutes for International Studies (SIIS) carried China’s banner. Some of the feistiest exchanges involved his assertions that the United States had previously agreed to Chiang Kai-Shek’s claims to the South China Sea and that there were no maritime disputes in the South China Sea prior to U.S. involvement in the region in the 1960s-70s – the former rebuffed by a personal account of the post-War discussions with Chiang relayed by U.S. Pacific Fleet’s Director for Plans and Policy, W.J. Wesley. As for Liu’s latter argument, South China Sea claimants on all sides have produced a multitude of historical documents stretching back centuries, but if he was referring to the start of a more active phase of the disputes he may have the timing more accurate. Yet China’s seizure of the Paracels from South Vietnamese forces in 1974, killing 70, is probably not what he meant as an illustration of U.S. trouble-making.

In spite of these disagreements over China’s positions, the conference to its credit maintained a cordial atmosphere, with several presenters touting the benefits of establishing personal connections and dialogue over beers or cocktails – the benefits to which many CIMSEC chapters can attest. The organizers’ ringing of a concierge bell to mercilessly keep panelists to their allotted time also built a sense of shared sacrifice against a common enemy. Even by continuing to press his country’s positions Liu won some professional empathy for resoluteness in the face of near-universal criticism.

For it was near-universal. If anything surprised me at the conference it was that the Indian panelists and presenters also openly disparaged both Chinese claims and their actions in the South China Sea. The 9-dash line came in for particularly sharp treatment, with one analyst noting that by the same basis of drawing lines in the water Spain could claim all lands 370 leagues west of the Cape Verde islands – with a treaty to back it up. Yet a consensus on the merits of the issues doesn’t mean India will take action. Indian participants led a robust discussion and were of divided opinion as to whether India had a national interest in getting involved in these disputes on the eastern end of the Indo-Pacific.

To be fair, it was not only China that came in for criticism. During Q+A segments Indian audience members asked why the United States is focused on destabilizing China, whether it should be viewing the region through a Cold War lens, and whether the Rebalance to the Pacific is waning. None of these questions reflect the reality or the logic of U.S. goals in the region, but they do highlight some existing perceptions.

Dr. Liu’s view of India’s role was clearer, arguing “a swing state and hedge is the best choice,” and describing newly elected Indian Prime Minister Narendra Modi in The Global Times last month as having a chance to become “India’s Nixon,” and bring about closer ties with China. The outreach to India was oddly tinged with scare tactics, however, as Liu claimed “If China was crushed, India will become the target of the U.S.,” based on a remark former Secretary of Defense Leon Panetta made calling India an “emerging threat.” Even a Pakistani newspaper acknowledged this slip-up as a gaffe.

For their part, many of the Indian representatives saw opportunities to increase already growing maritime cooperation in the region while weighing the risks of increased Chinese activity in the Indo-Pacific. Inspector General Satya Sharma, of the Indian Navy, touted India’s sustained and close cooperation with several counter-piracy efforts from East Africa to Singapore and room for closer Coast Guard collaboration in the near abroad. ORF’s Manoj Joshi and Madras Christian College’s Dr. Lawrence Prabhakar explored ways India could build its own deterrent power in the context of increased risk from increased contact with China at sea. Prabhakar further stated that India would continue to focus primarily on bilateral relationships with regional powers, but noted several instances of developing trilateral engagements, including the upcoming Malabar exercise with the United States and Japan. At the same time, ORF’s Dr. P.K. Ghosh cautioned against expecting India to “play the role of headmaster” in setting the agendas of its neighbors at the west end of the Indo-Pacific.

article-0-1EC45E6C00000578-448_966x490Taken as a whole, the workshop was more productive than most with its focus on presenting not only challenges but also the potential means to mitigate them. By the time I presented my paper on U.S. Maritime Security Relationships and Partnerships in the Indo-Pacific I had coalesced some ideas around a concept raised by retired Vice Admiral Hideaki Kaneda earlier in the day on “webs of maritime collaboration,” specifically creating linkages between such structures as maritime domain awareness and info-sharing agreements for counter-piracy and EEZ enforcement. For despite the focus of this article on some of the more contentious issues in the conference2 there were in fact large areas of agreement and mutual concern – from the need to protect sea lanes to the projected impacts of climate change on coastal regions and ports to the benefits of collaborative humanitarian assistance / disaster response (HA/DR). As noted yesterday at The Diplomat, there’s a real need for workshops such as these, where participants talk with each other and not just at each other, to bring productive dialogue to the region.3

This post appeared in its original form at CIMSEC’s NextWar blog.


  1. Fittingly, it was held as Monsoon rains began to lash southern India during the 5th anniversary of the precursor article to Robert Kaplan’s book of the same name, discussing India’s role in the region. 

  2. In addition to the more academic debates over the scope and history of the term “Indo-Pacific.” 

  3. And well worth cramming one’s 6’3″ frame into 40+ hours of coach flight. 



seacontrol2This week, Sea Control Asia Pacific looks at cyber security in the region. Natalie Sambhi, of the Australian Strategic Policy Institute (ASPI), interviews her colleague Klée Aiken from ASPI’s International Cyber Policy Centre about the major cyber issues facing Australia, ICPC’s new report on cyber maturity in the Asia Pacific, what cyber maturity means and how it’s measured, China’s and India’s respective cyber capacities, and what this all means for the individual internet user.

DOWNLOAD: Sea Control 39 (Asia-Pacific)- Pacific Cyber Security

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seacontrol2This week, Sea Control Asia Pacific looks at ‘gamechangers’ in Asia. Natalie Sambhi, of the Australian Strategic Policy Institute, interviews her colleagues Dr Rod Lyon and Daniel Grant about the ways in which Asia Pacific states are engaged in strategic competition. We also offer an Australian perspective on domestic political changes and military modernization in Southeast Asia, China’s nine-dash line claims, Indonesia and non-alignment, and the US rebalanced.

DOWNLOAD – Sea Control 34: Asian Game Changers

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While we’re focused on Russia and Ukraine, recent events in Asia may have slipped under the radar. Taiwan is considering signing a major free trade agreement with China. Nationalized Chinese companies may soon be able to make major investments in sectors such as banking and transit.

That may seem underwhelming, but in naval literature, when we think of Chinese expansionism, the various Taiwan scenarios dominate the conversation. In the eight articles of the most recent China’s Near Seas Combat Capabilities journal published by the Naval War College, “Taiwan,” is used 109 times. Are we spending too much time thinking about and planning for a cross-strait conflict?

Taiwan isn’t the prime mover for PLAN development. Bryan McGrath and Timothy Walton neatly unpack this in “China’s Surface Fleet Trajectory: Implications for the U.S. Navy,” predicting the PLAN will continue towards “regionally dominant and globally capable navy in the next decade.” They’ve moved beyond Taiwan. Moreover, “the versatility (and thus utility) of the People’s Liberation Army’s A2/AD capabilities” is well above what’s required to impede US intervention in a cross-strait conflict. If not Taiwan, what then is China’s objective?

Trying to predict world events is extremely difficult as noted in a recent post by CDR Salamander. However, some thought experiments can be useful to help us consider the range of possibilities and their likelihoods. Let say at some point, the Communist Party and China, destabilized by internal problems, turn to an outward show of force. Is anyone going to stop them from beating on Vietnam over water rights or access to oil reserves? Doubtful. Would someone intervene in a conflict with Taiwan? Maybe. Probably? Either way, I’d bet that US intervention is much more likely in a China/Taiwan conflict than a China/Vietnam conflict. I think that China would make the same bet.

I’m just using Vietnam to illustrate that Taiwan is not the natural starting point when we broadly consider the use of China’s naval power. It’s hard to build a fleet to counter all the possibilities of conflict in Asia; perhaps the key, as noted by McGrath and Walton, is “to maximize cooperation with allied and partner states…’penning in’ the Chinese fleet.”

 



seacontrolemblemProfessor Anthony Clark Arend joins us to discuss International law. We discuss some basic definitions, and their influence on international actors, using the lens of Crimea and the Chinese ADIZ. I also learn later that my mic input has been the crummy laptop mic all month, explaining all my audio quality frustrations. Remember, subscribe on iTunes or Stitcher Stream Radio. Leave a comment and five stars!

DOWNLOAD: Sea Control 27- International Law, China, and Crimea



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Today’s extended episode is a chat on future threat projection with Dennis Smith of the Project on International Peace and Security from William and Mary, Chris Peterson of the Fletcher School’s Neptune Group, and Alexander Clarke of the Phoenix Think Tank. We talk about the next 5-10 years in maritime security, concentrating on global human security, china, and the economy. Please enjoy Sea Control 21- Threat Projection (download).

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seacontrolemblemBryan McGrath joins Matt and Chris to discuss his ideas for the future of maritime security. From the focused threat of China to McGrath’s ideas on a unified sea service, this is one of our best podcasts yet. Enjoy Sea Control 20- McGrath on Maritime Strategy (download).

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Chuck Hill joins Matt to talk about design, use, and possibilities of naval corvettes, reflecting on the articles from 2013′s Corvette week. From definitions, to potential employment, to interdiction operations during Vietnam… this podcast runs the gamut. Please enjoy, Sea Control Episode 18: Naval Corvettes (download).

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Michael VitoBecause of Don Vito’s health problems, his son Michael (as a fictional Marine Captain, he was the obvious choice as successor) assumed control of the Corleone family business. His rapid ascent disrupted the distribution of power within the family. After Don Vito’s passing, Michael used an early version of distributed operations against the leadership of near-peer competitors. Michael’s rise within the family and subsequent violent struggle to bolster the Corleone’s position within the organized crime syndicate illustrate the inherent dangers of power shifts.

The reality is – shifts happen. Power shifts happen in clans, in industry and among states. State power shifts occur at various levels – internal, regional and global and many believe power shifts are frequently the cause of international conflicts. The graphic below illustrates various power shifts in modern history.

Source: Conceptualized by Doran (1965; updated 1981, 1989, 1993), based on estimations for the period 1500 to 1815, and data for the years 1815-1993).

Source: Conceptualized by Doran (1965; updated 1981, 1989, 1993), based on estimations for the period 1500 to 1815, and data for the years 1815-1993).

Measuring National Power

As many have observed, the American military has gone to war over the past decade but the United States as a nation has not. When analyzing great power wars it is important to consider the total power of the states involved and not to simply count the number of ships, air wings or divisions. When analyzing military power in this context both actual and latent capabilities (those that a state could produce in the future) must be taken into account. Measuring national power is difficult and extremely subjective. One method, albeit not perfect, is to use the National Material Capabilities data set.

Power is considered by many to be a central concept in explaining conflict and six indicators are widely used to quantify power – military expenditure, military personnel, energy consumption, iron and steel production, urban population, and total population.

The Composite Index of National Capability (CINC) index is based on these six variables. The CINC is useful for historical analysis and often helps explain the outcome and duration of conventional conflicts between states. The figure below displays two conflicts where the opposing forces were at different levels of power; the first, near power parity and the second, an overwhelming power difference. The former lasted nearly eight years and ended in stalemate while the latter lasted only a few days with a decisive victory for coalition forces.

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The CINC can also be used to analyze the future environment. Using the CINC to examine the state powers of China and the US (including Pacific partners) should paint a worrisome picture for US military planners.

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Some consider the CINC model to be obsolete in the information age and only appropriate for historical analysis. Measuring national power accurately in the post-industrial age is still a work in progress. An alternate power assessment method comes from the intelligence community. The NIC historically used a four component model to forecast power that included GDP, population size, military spending, and technology. However in the Global Trends 2030, an updated model included other elements such as health, education, and governance.

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Regardless of the method or data one uses, it is clear that a global power shift is underway. The primary question that remains is will this shift result in peaceful integration or in a great power war?

Revisiting Power Theories

Within the IR field there are two prominent schools of thought regarding power shifts – power transition theory and power cycle theory.

Power Transition: A.F.K. Organski developed this theory in 1958. He asserted that the international system can be categorized into four levels of state power: dominant power, great powers, middle powers and small powers. Unlike the balance of power theorists, Organski felt the system was in a constant state of flux with the dominant power attempting to maintain the status quo. Rising contenders were either satisfied or dissatisfied with their position in the system. The outcome of the contender’s rise could either be peaceful integration or war depending on their level of satisfaction during ascendance. Throughout history, the closer the contender and dominant power were to power parity, the longer and more severe were conflicts.

Power Cycle: Originated by Charles Doran in 1963, the power cycle theory asserts the power of a state is cyclic and it rises and falls based on the state’s relative position within the international system. Along the cycle’s path are several critical inflection points that create shifts in the international system and often result in major wars.

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Both of theories remain relevant today and portend a dangerous threat to the stability of global order.

The Rise of China

Both schools express concern over the rise of China and potential disruption to the international system. Disciples of Organski offer three strategies for the US to consider:

  • Engineering Satisfaction with Realignment: This strategy largely involves economic development in China and places more emphasis on business development and partnerships as a means to keep the contender satisfied during its ascent.
  • Controlling Territorial Flashpoints: Primarily focused on Taiwan, the authors argue that even a successful defense of Taiwan against Chinese military aggression in the near-term will not resolve the power shift dilemma. At some point in time all three parties, China, US and Taiwan will come to the realization that because of the China’s great power status, Taiwan may voluntarily associate itself with China.
  • Reengineering Power Distributions: The United States must prevent China from achieving power parity. To accomplish this it must form a “super-bloc” alliance by expanding NATO and developing alliances with India and even Russia.

The authors caution against over-militarizing America’s policy towards China and recount former SECDEF Perry’s warning, “If we treat China as an enemy, it will surely become one.”

Doran contends that China’s rise could eventually be slowed by India’s ascent to power and tensions may escalate between the neighboring states. For China to enjoy a “peaceful rise,” it must contend with the challenges of future systems transformation just as the other members of the system had to in the past. Other governments must learn to preserve their security and interests while assisting China to traverse this projected and particularly stressful interval in history.

Concerns

Examining China’s rise through the power shift lens brings several concerns to the fore.

If a military confrontation between China and the US is inevitable, would the perfect military plan or operational concept overcome the power parity problem or would a long war of attrition be unavoidable? Would America’s military advantage diminish if a conflict is fought on Chinese territory, thus forcing America to project military power thousands of miles from the US homeland?

Second, would any amount of conventional military force be sufficient to compel the state of China to accept an outcome favorable to the US and its allies? Because of China’s population advantage and massive economy, could it simply absorb a shock-and-awe type campaign until its adversary’s magazines were exhausted?

Third, to what extent do America’s domestic problems (i.e. national debt, percentage of Americans not in the workforce, inefficient governance and immigration reform) limit its ability to reverse the current power declination trend in the international system?

Finally, because of advances in missile technology, cyber capabilities and asymmetric tactics, the reality is the US homeland will no longer be a sanctuary during future wars. The American military did not contend with this problem in the great power wars of WWI, WW II and Korea. How would degraded American industrial capacity affect the ability to project power overseas for a significant period of time?

Conclusion

The examination of power shifts among states should raise concerns among America’s foreign policy makers and military planners. Most of the latter entered active duty after the end of the Cold War when America emerged as an uncontested hegemon. This dominant power status may have resulted in a certain degree of hubris that prompts many into thinking America can simply impose its will on another state at a time and place of its choosing. While this may have worked in Grenada, Panama and against Somali pirates, this paradigm will need to shift to contend with the rise of a great power.

To ensure the relative stability of the international system and American prosperity, planners must challenge some underlying assumptions about America’s relative dominance in the future and develop a national strategy that is not centrally focused on using conventional military force to counter the rise of China’s power.



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