Archive for the 'Strategy' Tag
By Jeong Lee
(This article originally appeared at RealClearDefense on October 24th, 2013.)
In an earlier article for the Center for International Maritime Security (CIMSEC), I argued that in order for the U.S.-South Korean alliance to effectively counter threats emanating from North Korea (DPRK), South Korea (ROK) must gradually move away from its Army-centric culture to accommodate jointness among the four services. In particular, as Liam Stoker has noted, naval power may offer the “best possible means of ensuring the region’s safety without triggering any further escalation.”
The appointment last week of former ROK Chief of Naval Operations Admiral Choi Yoon-hee as the new Chairman of the Joint Chiefs of Staff seems to augur a shift in focus in the ROK’s strategic orientation. Given that the ROK’s clashes with the DPRK have occurred near the contested Northern Limit Line throughout the late 1990s and 2000s, President Park Geun-hye’s appointment of Admiral Choi as Chairman of ROK JCS seems to be appropriate. Indeed, during his confirmation hearings two weeks prior, Admiral Choi repeatedly vowed retaliatory measures in the event of another DPRK provocation.
Furthermore, by tapping Admiral Choi to head the ROK JCS, President Park also appeared to signal that she is mindful of the feverish East Asian naval race. The ongoing naval race among three East Asian naval powers (China, Japan, and South Korea) is rooted in historical grievances over Japan’s wartime atrocities and fierce competition for limited energy resources. These two factors may explain the ROK’s increased spending to bolster its naval might.
Indeed, the ROK Navy has become a great regional naval power in the span of a decade. The ROKN fields an amphibious assault ship, the Dokdo, with a 653 feet-long (199 meters) flight deck. The ship, named after disputed islets claimed by both the ROK and Japan, is supposedly capable of deploying a Marine infantry battalion for any contingencies as they arise. Given that aircraft carriers may offer operational and strategic flexibility for the ROK Armed Forces, it is perhaps unsurprising that “funding was restored in 2012” for a second Dokdo-type aircraft carrier and more in 2012 and that Admiral Choi has also expressed interest in aircraft carrier programs. Moreover, the ROKN hassteadily increased its submarine fleet in response to the growing asymmetric threats emanating from North Korea and Japan’s alleged expansionist tendencies. As the Korea Times reported last Wednesday, the ROKN has also requested three Aegis destroyers to be completed between 2020 and 2025 to deal with the DPRK nuclear threats and the naval race with its East Asian neighbors.
Thus, at a glance, it would appear that the ROK has built an impressive navy supposedly capable of offering the Republic with a wide range of options to ensure strategic and operational flexibility. However, this has led some analysts to question the utility and raisons d’être for such maintaining such an expensive force.
Kyle Mizokami, for example, argues South Korea’s navy is impressive, yet pointless. He may be correct to note that the ROK “has prematurely shifted resources from defending against a hostile North Korea to defeating exaggerated sea-based threats from abroad.” After all, at a time when Kim Jŏng-ŭn has repeatedly threatened both the ROK and Japan, it may be far-fetched to assume that Japan may “wrest Dokdo/Takeshima away by force.” It would also make no sense to purchase “inferior version of the Aegis combat system software that is useless against ballistic missiles” which does not necessarily boost its naval might.
However, what Mizokami may not understand is that the seemingly impressive posturing of the ROKN does not necessarily mean the expansion of the Navy at the expense of diminishing Army’s capabilities. As my January piece for the Georgetown Journal of International Affairs and Michael Raska’s East Asia Forum article argue, the greatest barriers to service excellence for the ROKN may be South Korea’s uneven defense spending, and operational and institutional handicaps within the conservative ROK officer corps. One telling indication which bears this out may be the fact that the expansion of the ROKN and Admiral Choi’s chairmanship of the ROK JCS did not lead to the reduction of either the budget allocated for the ROK Army or of the existing 39 ROK Army divisions in place.
Moreover, if, as Mizokami argues, the ROK seems bent on pursuing strategic parity with Japan—and to a lesser extent, China—I should point out that it does not even possess the wherewithal to successfully meet this goal. As I notedin late August, in order for the ROK to achieve regional strategic parity with its powerful neighbors, South Korea must spend at least 90% of what its rivals spend on their national defense. That is, the ROK’s $31.8 billion defense budget is still substantially smaller than Japan’s $46.4 billion. If anything, one could argue that the ROK’s supposedly “questionable” strategic priorities have as much to do with political posturing and show aimed at domestic audience as much as they are reactions to perceived threats posed by its powerful neighbors.
Finally, neither the ROK military planners nor Mizokami seem to take into account the importance of adroit diplomatic maneuvers to offset tension in East Asia. In light of the fact that the United States appears reluctant to reverse its decision to hand over the wartime Operational Control (OPCON) in 2015, the ROK may have no other recourse but to deftly balance its sticks with diplomatic carrots to avert a catastrophic war on the Korean peninsula.
In short, it remains yet to be seen whether the ROK will successfully expand the scope of its strategic focus from its current preoccupation with the Army to include its naval and air capabilities. One cannot assume that this transformation can be made overnight because of an appointment of a Navy admiral to the top military post, or for that matter, because it has sought to gradually bolster its naval capabilities. Nor can one assume that they are misdirected since a service branch must possess versatility to adapt to any contingencies as they arise. Instead, a balanced operational and strategic priority which encompasses the ground, air and maritime domain in tandem with deft diplomacy may be what the ROK truly needs to ensure lasting peace on the Korean peninsula and in East Asia.
Photo credit: U.S. Forces Korea, SinoDefence, ITV
On August 6th, the Center for International Maritime Security (CIMSEC) ran a feature on the latest Japanese helicopter destroyer, the Izumo (DDH-183). CIMSEC contributor Miha Hribernik observed that the Izumo, which is supposedly capable of carrying an aviation squadron and boasts a 814 feet-long (248 meters) STOBAR (short take-off but arrested recovery) flight deck, is “sure to cause concern in China…[since the launching of the ship] presents a potent addition to the operational capabilities and strategic reach of the JMSDF.”
According to Business Insider, the launching of the helicopter destroyer “came in” shortly after China’s recent statement that it is in “no rush [to sign the proposed Code of Conduct] since [Southeast Asian nations involved] harbor unrealistic expectations.” Japan’s territorial row involving Diaoyu/Senkaku coupled with threats emanating from the DPRK (Democratic Republic of Korea) might have triggered increased defense spending. However, the two aims of Japan’s burgeoning defense spending, pre-emptive strike capabilities and the creation of an amphibious assault unit similar to the United States Marine Corps, have made its East Asian neighbors uneasy. As for America’s reaction, Zachary Keck believes that while it is “unclear” how the Obama Administration will respond to Japan’s pre-emptive attack on its “adversary’s bases,” the Obama Administration could become “vocal” should Japan act upon its “threats to review [its] past apologies.”
By Jeong Lee
Five months after the much-dreaded sequestration went into effect, many defense analysts and military officials alike are worried about the negative repercussions of the drastic budget cuts on military readiness. In his latest commentary, the rightwing commentator Alan Caruba declared that “The U.S. military is on life support.” Defense Secretary Chuck Hagel also argued in his Statement on Strategic Choices and Management Review (SCMR) that “sequester-level cuts would ‘break’ some parts of the strategy, no matter how the cuts were made [since] our military options and flexibility will be severely constrained.”
To its credit, the SCMR seemed to hint at operational and structural adjustments underway by offering two options—trading “size for high-end capacity” versus trading modernization plans “for a larger force better able to project power.” Nevertheless, one important question which went unasked was whether or not the US Armed Forces alone should continue to play GloboCop.
The current geostrategic environment has become fluid and fraught with uncertainties. As Zhang Yunan avers, China as a “moderate revisionist” will not likely replace the United States as the undisputed global champion due to myriad factors. As for the United States, in the aftermath of a decade-long war on terror and the ongoing recession, we can no longer say with certainty that the United States will still retain its unipolar hegemony in the years or decades to come.
In a great example of “creative friction” at its highest level of practice, we find ourselves with the authors of Red Star Over the Pacific on one end – and a great naval mind, Dr. Norman Friedman, on the other.
I think good people can fall on either side of the arguments presented – and I encourage you to read both articles to decide for yourself even if you have not read the book in question. That isn’t what this post is about though.
In their response to Dr. Friedman, the authors brought up a topic that will have everyone with an Operational Planning background nodding their heads. Especially those who have taught Operational Planning or better yet have had to lead an Operational Planning team – their words will ring true, and might even open up a scar or two – or even trigger a migraine.
Friedman’s worst sin, though, is to succumb to (if not revel in) what the late Michael Handel termed the “tacticization of strategy.” Battlefield commanders and many civilians are prone to become spellbound by technological and tactical wizardry. In so doing, they lose sight of the higher – and ultimately decisive – levels of competition and warfare. Since World War II, observes Handel, “technological means have started to wag the strategic dog.” Andrew Krepinevich strikes a similar note in The Army and Vietnam, faulting the U.S. Army for prosecuting a “strategy of tactics.” U.S. forces seldom lost a tactical engagement with Vietnamese regular or irregular forces, yet they were unable to derive strategic or political gains from these engagements. Conflating equipment and tactics with strategy rendered an unbroken string of battlefield triumphs largely moot.
Knowing your place; a concept even more difficult to accept in the era of the “Strategic Corporal” and all the implications of it. To keep your place takes discipline, knowledge, and better yet a command climate that allows someone to pull you back when you drift away from your proper place.
Strategic planning does not need to concern itself with tactical details (AKA 3,000 nm screwdriver) if all three levels function properly. Not just a Strategic level problem, the temptation is even greater at the Operational level where the tendency to drift down to the Tactical is greatest. People plan where they are the most comfortable, and if you just came back from the Tactical level and haven’t mentally adjusted to the fact you now have to think and plan at the Operational or Strategic – you are setting yourself up for disruptive planning, intrusive direction & guidance, and eventually Tactical level paralyses.
Worse that that – if you are in a decision making position at the Strategic or Operational level – and you are not doing that job from that perspective – who is? The answer is, no one. That is where historians have their fun.
Adding to that problem is the amplifying effect. A poorly constructed or ill-disciplined Strategic guidance results in disjointed and inefficient Operational level direction & guidance. That in turn leads to Tactical anarchy. Where does that lead? Well, not to the “W” column.
Fun stuff … fun stuff. As a side note, if you are interested in hearing the authors discuss their book and China in general, EagleOne and I interviewed them back in Jan; you can hear the archived show here. We’ve also interviewed Dr. Friedman twice, once in 2010, and again earlier this year.
Last Sunday, fellow USNIBlogg’r EagleOne and I had a little something for everyone on Midrats. If you missed it, head on over and download the archive and give it a listen.
Our guest for the first half of the hour was Douglas A. Macgregor Col. USA, (Ret), the author of USNI Press’s Warrior’s Rage: The Great Tank Battle of 73 Easting, and Transformation Under Fire: Revolutionizing How America Fights. We covered DESERT STORM, OIF, the influence of Counter Insurgency on today’s Army, and how the US Military may want to restructure in the future.
For the second half of the hour, we pivot and update a subject we last covered in Episode 7 this February. Our guest was retired Navy Reserve Commander Zoe Dunning, Board Co-Chair of the Servicemembers Legal Defense Network. We discuss the whole spectrum of the challenges of repealing Don’t Ask Don’t Tell, how the lobbying effort has evolved, and what hiccups there may be in a post DADT military.
Don’t forget – if you want to make sure and never miss a Midrats – subscribe to the podcast on iTunes.
I am set to enroll in a course entitled “Readings in Grand Strategy” next semester. The course description features many of the “greats” of strategy: Bismarck, Clausewitz, Philip II, etc. I began to wonder: as America struggles to find the way forward, are we searching for a great man or many good men?
I am fascinated by the knowledge problem in strategy. It’s the same problem which faces societies as they struggle to create an economic order. In “The Use of Knowledge in Society,” Friedrich Hayek wrote brilliantly on this issue,
“The peculiar character of the problem of a rational economic order is determined precisely by the fact that the knowledge of the circumstances of which we must make use never exists in concentrated or integrated form but solely as the dispersed bits of incomplete and frequently contradictory knowledge which all the separate individuals possess.”
Knowledge within an organization (or society) is decentralized. If America wants to make the “best” grand strategy, it has to somehow utilize all the dispersed bits of knowledge. Yet, we have an overwhelming amount of knowledge, which only serves to swamp decision-makers. For example, 50,000 intelligence products are created every year, to which Thomas Fingar, former DNI deputy director for analysis, concedes, “There can’t possibly be a market for.”
How do we aggregate the sum knowledge at our disposal? I would submit one brilliant mind cannot do this as well as many good minds. George Kennan’s “Long Telegraph” on the Soviet Union is an excellent example– one brilliant mind dominated policy discussion. Instead of asking one super-expert about the USSR’s intentions, we could have bet on it.
What if we were to have a large pool of experts and ask them to wager on a series of questions? One example, “In 5 years or less, will Russia have another armed conflict with Georgia?” The experts would then use virtual money to gamble on the outcome. It’s called a prediction market and they’re eerily accurate at forecasting. By tapping into the power of many minds, we can detect bits of information which would have previously gone unnoticed.
In many instances, the prediction market uses prices to represent probablilties. For example, if a Russian invasion of Georgia in the next five years were selling at $.20, then the market is forecasting a 20% likelihood of the invasion occuring.
Private companies already use them. Google found they gave “decisive, informative predictions” on ”product launch dates, new office openings, and many other things of strategic importance to Google.”
James Holmes and Toshi Yoshihara of the Jamestown Foundation conducted a recent analysis of Chinese naval goals that’s worth reading and considering in full. In short, China appears to have a resurgent interest in the work of Mahan, but Beijing is clearly still digesting the details and trying to square Mahan’s theories with their developing strategic goals. Here are the key conclusions:
An Asymmetric Yet Mahanian PLAN
Even if China does interpret Mahan in warlike fashion, it need not construct a navy symmetrical to the U.S. Navy to achieve its maritime goals, such as upholding territorial claims around the Chinese nautical periphery, commanding East Asian seas and skies, and safeguarding distant sea lines of communication. Beijing could accept Mahan’s general logic of naval strategy while seeking to command vital sea areas with weaponry and methods quite different from anything Mahan foresaw. If the much-discussed anti-ship ballistic missile pans out, for instance, the PLA could hold U.S. Navy carrier strike groups at a distance. Medium-sized Chinese aircraft carriers could operate freely behind that defensive shield, sparing the PLAN the technical and doctrinal headaches associated with constructing big-deck carriers comparable to the U.S. Navy’s Nimitz or Ford classes. Beijing would fulfill its Mahanian goal of local sea control at a modest cost—an eminently sensible approach, and one that Mahan would have applauded. Thus, Western observers should avoid projecting their own assumptions onto Chinese strategic thinkers.
Strategic theory, then, gives Westerners an instrument to track China’s maritime rise, complementing more traditional techniques of net assessment. If Chinese scholars and seafarers continue ignoring the cooperative strands of Mahanian thought, mistaking his writings for (or misrepresenting them as) bloody-minded advocacy of naval battle, Chinese strategy will incline toward naval competition and conflict. On the other hand, a China whose leadership fully grasps the logic governing Mahanian theory may prove less contentious.
I, like many current thinkers, am unconvinced that the United States and China must out of necessity become strategic adversaries. Indeed, given the ever-expanding economic interdependency between our two nations, an adversarial relationship would likely benefit neither. However, the ambiguity in the relationship and China’s strategic goals remain the key problems. And of course, U.S. naval planning and force structure will and must continue to consider the PLAN a potential threat to access until the ambiguity is resolved.
The National Defense Strategy (PDF) of the United States was published under Gates in 2008, and like the Maritime Strategy is a product of the Bush administration. In my opinion, both documents reveal the sad state of grand strategy in U.S. policy formulation, debate or execution today. In the National Defense Strategy of the United States you will find five objectives laid out to be achieved.
- Homeland is Defended
- Long War is Won
- Security is Promoted
- Conflict is Deterred
- Nation’s Wars are won
In “A Cooperative Strategy for 21st Century Seapower”, the Maritime Strategy laid out six strategic imperatives, which are treated as the objectives to be achieved with the strategy.
- Limit regional conflict with forward deployed, decisive maritime power
- Deter major power war
- Win our Nation’s wars
- Contribute to homeland defense in depth
- Foster and sustain cooperative relationships with more international partners
- Prevent or contain local disruptions before they impact the global system
The Webster dictionary on my desk defines ‘objective’ as something toward which effort is directed : an aim, goal, or end of action.
However you look at the objectives, or strategic imperatives, one conclusion that can be reached is that these are not strategic end states that achieve a policy conclusion, rather they strive to reach a policy condition. The distinction is important, because a strategy built towards seeking a policy conclusion must be comprehensive to align itself with specific, Grand Strategy goals of a nation state. Conversely, a strategy built towards achieving policy a condition is not aligned with a Grand Strategy, rather seeks goals that maintain a state within the context of the conditions being imposed on the state. Absent Grand Strategy, the end state is a condition rather than a conclusion. Policies without clearly articulated objectives are the weak foundation for any strategy.
The DoD does not make policy, the DoD develops strategies from policy and executes that strategy to achieve policy goals. That leads back to the question of what policy goals are trying to be achieved, or said another way, what are the Obama administrations national security policy objectives for America?
The challenge all the military services are facing isn’t a void in strategic thinking or direction so much as it has been overcoming ineffective national security policy that miscalculated leveraging opportunities produced during the unipolar world following the cold war. Today we find the US in a position where the Obama administrations National Security Policy simply can’t afford to miscalculate in an emerging multipolar world, or the DoD will find itself strategically unprepared for that world.
A review of the Bush national security policy reveals a political policy seeking a condition, not a conclusion. The Bush administrations 2002 National Security Strategy of the United States stated that following the September 11 attacks, America would:
- launch preventive wars to defend itself against rogue states and terrorists with weapons of mass destruction;
- that it would do this alone, if necessary; and
- that it would work to democratize the greater Middle East as a long-term solution to the terrorist problem.
The problem with this was that it did not set forth end goals, it set forth conditional goals. The Bush policy explicitly laid out a vision of American power and opportunity as seen following the end of the cold war, with America as the unipolar actor, and then stated that America should use this opportunity to try to prolong the period of opportunity. The policy of retaining our freedom and ability to act as we saw necessary never stated for what conclusion we would be acting towards, it was purely a conditional policy of having the freedom and ability act. Even the conclusion of achieving a solution to the terrorist problem came with a conditional goal, specifically democracy.
The Obama administration has not laid out a National Security Strategy of the United States yet, or at least released one to the public, which raises questions what kind of National Defense Strategy might develop as a result of the QDR process. If the QDR will assess the threats and challenges the nation faces and re-balance DoD’s strategies, capabilities and forces to address today’s conflicts and tomorrow’s threats, should it not be guided by the National Security Strategy set forth by the Obama administration? If the DoD is developing strategies absent a National Security Strategy, how can that strategy clearly articulate a conclusion, or end state for strategy? Are we simply developing another series of defense strategy documents with conditional objectives?
It is my sincere hope that the Obama administration recognizes that conditional goals have consistently resulted in ineffective policies. For example, isolation of North Korea and Iran were conditional goals laid out by previous administrations, the isolation of North Korea being a conditional goal for decades and not surprisingly, has not resulted in a conclusion. An alternative approach for the Obama administration should be to clearly articulate the desired end state of North Korea, for example, ending the Korean War that never reached a conclusion. The same should be said for Iran, something like Nuclear power yes, nuclear weapons no, and articulate clearly the severe measures that will be taken to achieve that national security policy conclusion.
Keep in mind these are examples, not necessarily positions I am advocating. NSC-68 was written in 1950 with a clear end goal of defeating the Soviet Union. With that clear end goal stated, that National Security Strategy endured for 5 straight presidential cycles, and the Soviet Union wasn’t actually defeated until 4 decades after NSC-68 was written. Still, NSC-68 was an enduring document primarily because it had a clear policy end state defined to be achieved.
The point is, open ended conditional national security policies have a history of failure, because they lead to national defense strategies that fight symptoms instead of directly aligning strategy to address problems. Conditional goals leave too much ambiguity to effectively achieve a policy objective as a conclusion, and that is particularly true with military forces. The strategy in Iraq with the conditional goal of training Iraqi’s for transitioning security to Iraqi forces did not work, but when the end goal became a clear end state of protecting the population from the enemy, it worked.
As the DoD develops the next series of strategic documents, it is my sincere hope that when conditional goals are stated as an end in policy, the DoD seeks clarification of policy instead of simply accepting the condition as a foundation for strategy. Conditions are not effective end states for strategies, conclusions are. Without well defined conclusions, strategy cannot be well defined and will not be well aligned towards achieving positive policy objectives.