Strategy

Believing vs. Knowing: from Programmatics to the Multiverse

philosophy_03When the path towards progress in a field becomes muddied, the best response may be to step away from all the technical specifics that make up day-to-day practice and begin pulling up the floorboards. In other words, rather than continuing to push on the science, it may be best to ask about the unspoken philosophies supporting that research effort.

What could an article by Adam Frank at NPR, unrelated to anything involved directly to national defense, have to tell us about how we look to build the fleet for mid-century? Actually, quite a lot.

One of the underpinnings of the critique of many of the flawed program decisions of the last few decades has been that smart people were excited about the possibility of new ideas and technology so much that they fell in love with them. As such, they were unable to accept the cold, hard truth of what real world experience, data, and facts showed them about the object of their affections.

With each passing iteration their hopes and desires became more unmoored from the reality that was making a shadow on the ramp or displacing water pierside.

Is this situation just our problem, or a common part of the human condition when people have too much faith in the theories that they become emotionally invested in? Well, no it’s not unique to us; we may share a crisis of consciousness with the world of physics that is best explained by another discipline, philosophy.

In a book trying to rewire some of the philosophical foundations that inform physics, physicist Lee Smolin and philosopher Roberto Unger published a book in 2014, The Singular Universe and the Reality of Time. Frank pulls out some observations that need to be reviewed.

…our study of the cosmos has been taken too far from what data can constrain…it all adds up to muddied waters and something some researchers see as a “crisis in physics.” …the lack of empirical data has led the field astray.

Think about our approach to LCS at the start from assumptions related to NLOS, manning, mission modules, along with what we saw with DDG-1000, ACS and other programs. Does this hit home?

“Science is corrupted when it abandons the discipline of empirical validation or dis-confirmation. It is also weakened when it mistakes its assumptions for facts and its ready-made philosophy for the way things are.”

This ground is well plowed, but here is where it gets interesting. Good people in hard jobs sometimes make mistakes, but why?

Is the answer to be found in the realm of philosophy? Is our debate between transformationalism and anti-transformationalism just our theater in a larger intellectual conflict? Is the same conflict to be found not just in programmatics, but also in different approaches to future strategy?

One of the more memorable quotes from Alvin Toffler is, “The illiterate of the 21st Century will not be those who cannot read or write, but those who cannot learn, unlearn, and relearn.” The quote speaks towards the necessity of adaptability, and intellectual humility in knowing when one is wrong regardless of the amount of intellectual effort put into developing a concept.

Before there is any empirical validation of models developed to explain reality, all there is, are concepts. Concepts governed by rules of logic, which can get ahead of themselves in many instances, and become more about validating a logic-based ontology rather than ensuring understanding of anything outside of that rule-based reality. Cosmology over the last decade or so has begun to exemplify this circumstance, and in many ways, so too has the Navy.

“Some researchers now see popular ideas like string theory and the multiverse as highly suspect. These physicists feel our study of the cosmos has been taken too far from what data can constrain with the extra “hidden” dimensions of string theory and the unobservable other universes of the multiverse.”

Lots of thought and work have gone into defining what is known, how something can be known, and what the best paths towards certainty in knowledge are. Among many others, there are two camps of thought; Empiricists and Rationalists. The debate between the two regards how we can be certain in what we know. In contemporary Cosmology, Rationalism is holding sway, in that the validity of math alone is enough to establish knowledge. However, Empiricists are earnestly pushing back.

Theoretical physicists are inherently Rationalists aided by a powerful ally in mathematics. They can model the universe in equations based on axioms and other equations that have been empirically validated. However, the physics isn’t based on reasoning alone, experimental physicists work to develop experiments that test theoretical work done by other physicists, towards validating, falsifying, and refining theories.

From this a question arises; how far can one extrapolate from the empirically proven before the certainty of empirical observation can no longer faithfully add verification that reasoning lacks? Many argue today that theoretical physics has ventured to a point that rationality is being relied upon far too much, with validation being derived not from observation of phenomena, but from abstract models of how it is thought reality to be.

To put the question another way: When is it right to give up on using reason alone to understand something? In a more military sense, when does a strategy or policy created with a Rationalist approach need to be replaced by the Empirical experience of those implementing the strategy or policy?

The military has its own Empiricists and Rationalists. From a structural sense, the design of the chain of command makes certain ranks empiricist and others rationalist. Any practitioner of the naval service will repeatedly experience their best-laid plans needing to be revised over, and over again. The most humble person aboard ship is the watch bill coordinator—who are constantly called to the quarterdeck, having to one-line and revise the list of names standing watches. Reality is swift, fast and unforgiving with random medical appointments, those unbeknownst on leave, and numerous other reasons that prevent watchstanding. Simply put, Empiricism beats a Sailor into perfecting their ability to lead.

The Rationalists in the military develop after years of toiling under the empirical kludge, developing the ability to think abstractly about what must be accomplished to ensure victory and train the next generation of service member.

If Empiricism is painful, then Rationalism is seductive. Understanding the system we operate can lead to confining decisions within what has been established, regardless of being proven. For Cosmologists, it can be the elegance of math, the beauty within equations that leads them to confining their inquiry within what is beautiful. For the Navy, it is maybe not beauty that confines inquiry, but it is something similar, and something that results in hubris at its worst.

A recent article by the Navy Times cites that the experience with the Littoral Combat Ship has informed an examination of the Navy’s rating system, resulting in a decision to breakdown the barriers that define a rating.

With the Littoral Combat Ship having only proven itself in need of refining into something more like a Frigate, we can see where the military is taking more of a rationalist approach than empirical. Rather than un-learning, the Navy is building on unproven theories. It has chosen to not unlearn methodologies so recently developed. It’s time to demonstrate how we’ve pulled-up floor boards, and taken a hard look at our recent history to ensure we’ve actually proven, falsified, and know what decisions we are making.

This post was co-written with CTR1(IW/SW) H. Lucien Gauthier III.

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